Compliance Officer Jobs

Realta Wealth - San Diego, CA, United States

POSITION REPORTS TO: Kevin Keefe, CEO of Realta Wealth POSITION TITLE: Chief Compliance Officer LOCATION: San Diego, CA COMPANY DESCRIPTION: Realta Wealth Registered in 50 states plus DC and Puerto

from: linkedin.com - 7 days ago

NexBank - Dallas, TX, United States

advisory services to clients throughout the U.S. Position Specifications: The VP, Senior BSA Compliance Officer reports to the Chief Compliance Officer/BSA Officer and is a strategic member of the compliance

from: linkedin.com - 5 days ago

SNI Financial - Chicago, IL, United States

COMPLIANCE OFFICER - ONSITE - CHICAGO - PRIOR SUPERVISORY EXP -SALARY $65-$85k Assist with overseeing the consumer compliance functions (laws and regulations) as they apply to the Bank. Assist

from: linkedin.com - 11 days ago

Conselium Compliance Search - , WI, United States

Chief Compliance & Privacy Officer Healthcare Wisconsin (on-site role with relocation package available) Why Join Us Business in growth mode with over 14,000 employees and ongoing initiatives

from: linkedin.com - 4 days ago

Lime Trading - New York, NY, United States

Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading

from: linkedin.com - 10 days ago

Cardea Group - New York, NY, United States

Deputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief Compliance Officer to join

from: linkedin.com - 10 days ago

Simmons & Hanbury - Chicago, IL, United States

Our client are a market-leading proprietary trading firm. They are seeking a Compliance Officer to join their Chicago offices. Role Specifications: Work with the Senior US Compliance Officer

from: linkedin.com - 13 days ago

LHH - , NY, United States

Lots of autonomy AND room for growth in this exciting work environment! If you would like to hear more, please submit your resume in...

from: linkedin.com - 10 days ago

Vigilant - Chadds Ford, PA, United States

Character: Exhibits integrity, professionalism, practical judgment, positive attitude at all times; exhibits perseverance, mental toughness...

from: linkedin.com - 5 days ago

Société Générale - , NY, United States

Identify and prioritize compliance and regulatory risk associated with the RIAs, as well as identify challenges for the organization...

from: linkedin.com - 5 days ago