Compliance Officer Jobs in Chicago, IL

DWS Group - Chicago, IL, United States

Employer: DWS Group Title: Senior AFC & Compliance Officer - Alternatives Location: Chicago, IL About DWS: DWS Group (DWS) is one of the world's leading asset managers with EUR 833bn of assets

from: linkedin.com - 3 days ago

Larson Maddox - Chicago, IL, United States

We are partnered with a leader in the asset management industry to source a Compliance Officer. The selected candidate will report directly to the Senior Compliance Counsel and collaborate closely

from: linkedin.com - 6 days ago

Chicago, United States

The ideal candidate will have: Knowledge of Equities and/or fixed income compliance Testing & Monitoring Policies & Procedures Code... $200k - $300k

from: efinancialcareers.com - 5 days ago

Larson Maddox - Chicago, IL, United States

A Chicago-based proprietary trading firm is seeking a Deputy Chief Compliance Officer. The ideal candidate will be a forward-thinking problem solver, adept at anticipating challenges, discerning

from: linkedin.com - 8 days ago

Larson Maddox - Chicago, IL, United States

We're seeking an experienced Senior Compliance Officer with a solid grasp of listed options and futures trading. In this role, you'll undertake a range of responsibilities to bolster the Firm's U.S

from: linkedin.com - 8 days ago

JPMorgan Chase Bank, N.A. - Chicago, IL

-as-usual status. * Produce standard and ad hoc management reports and presentations for assigned projects and initiatives. May present project decks to management. * Coordinate with Risk Officer, Compliance

from: JPMorgan Chase Bank, N.A. - 2 days ago

Larson Maddox - Chicago, IL, United States

We are seeking a seasoned Global Compliance Officer with over 10 years of demonstrated expertise in the financial services industry, specializing in Futures Commission Merchants (FCMs) and Broker

from: linkedin.com - 10 days ago

Oliv Financial - Chicago, IL, United States

In-House Counsel / Chief Compliance Officer – FinTech Start-Up Founded in 2023, North Pond LLC (NP) dba Oliv Financial is a B2B2C platform and innovation engine for financial partners to issue

from: linkedin.com - 14 days ago

Internal Revenue Service - Chicago, Illinois (+4 locations)

Specialized experience for this position includes: Experience that demonstrated a substantive knowledge of business practices, basic... 39576.0-97034.0

from: Usajobs.gov - More than 30 days ago

Cook County Health - Chicago, IL, United States

POSITION TITLE: Compliance Officer, CountyCare REPORTS TO: Chief Compliance and Privacy Officer ORGANIZATION: Cook County Health CountyCare LOCATION : Chicago, IL SUMMARY : The Compliance Officer

from: linkedin.com - 17 days ago