Investment Compliance Jobs in Charlotte, NC

Garden City Equity - Charlotte, NC, United States

; Master’s degree preferred CPA Previous CFO and chief compliance officer experience with a SEC-registered investment fund Strong analytical, communication, leadership and organizational skills Entrepreneurial

from: linkedin.com - 17 days ago

Legacy Search Advisors - Charlotte, NC, United States

Compliance Associate - Private Wealth/Investment Management Charlotte NC - 3 day in office hybrid schedule Attractive compensation package + Excellent benefits Our client is a rapidly growing private

from: linkedin.com - 18 days ago

Red Bull - Charlotte, North Carolina

effectiveness and identify areas for improvement. Ensure high levels of customer satisfaction and manage important contract negotiations. Analyze commercial investments to ensure value chain compliance and return

from: snapjobsearch.com - 6 days ago

Empower - Charlotte, United States

. Establish and manage to key business indicators to ensure effective and timely reporting. Stay abreast of financial reporting and regulatory developments related to investment accounting which can impact Competitive

from: efinancialcareers.com - 9 days ago

BDO Consulting - Charlotte, North Carolina, USA

projects to ensure quality and timely production of the deliverables to clients while maintaining profitable metrics on each engagement. Job Duties: Tax Compliance: Leads compliance and consulting projects

from: Ivyexec.com - 9 days ago

Vanguard - Charlotte, NC

function. Regulatory, compliance, investment, or auditing experience preferred. Supervisory experience preferred. Working knowledge of the securities industry, along with the Investment Company Act of 1940

from: Dice.com - 14 days ago

Vanguard - Charlotte, NC

strategies. Researches, conducts analyses of and provides recommended changes to wealth planning guidance. Ensures compliance with Vanguard methodology and investment guidelines while applying knowledge

from: Dice.com - 14 days ago

TalentBridge - Charlotte, North Carolina

statements following GAAP standards. Assist in preparing monthly net asset value reports and supporting documentation for financial audits. Conduct operational due diligence for new GPs and investments

from: resume-library.com - 17 days ago

TAT Technologies Ltd - Charlotte, North Carolina

financial models and analyses to support sales opportunities and strategic initiatives. 7. BIDs and Contracts review and risk assessments including unusual costs, investments needed and legal wording. 8. Lead

from: resume-library.com (+1 source) - 19 days ago

Global Channel Management, Inc. - Charlotte, NC

Preferred Experience working with retirement plans and services. Experience working across functions / businesses in a matrix environment that may include Product, Marketing, Legal, Risk, Compliance

from: get.it - More than 30 days ago