Compliance Jobs in California

Realta Wealth - San Diego, CA, United States

POSITION REPORTS TO: Kevin Keefe, CEO of Realta Wealth POSITION TITLE: Chief Compliance Officer LOCATION: San Diego, CA COMPANY DESCRIPTION: Realta Wealth Registered in 50 states plus DC and Puerto

from: linkedin.com - Yesterday

JW Michaels & Co. - , CA, United States

- Comfortable working on a small team and with outside consultants. - Has completed an SEC exam.

from: linkedin.com - 12 days ago

BRMS - Folsom, CA, United States

SUMMARY: The Compliance Manager will oversee compliance audits and risk assessments and implementing findings. Partnering with legal counsel and finance departments to identify and monitor critical

from: linkedin.com - 4 days ago

Matthews Asia - , CA, United States

of Risk & Compliance. Must possess a strong work ethic, calm demeanor, positive attitude, and genuine desire to contribute to and enhance the performance of Matthew’s GC, Global Head of Risk & Compliance

from: linkedin.com - 4 days ago

Strategic Employment Partners (SEP) - Irvine, CA, United States

Are you passionate about shaping the future of compliance in a dynamic and innovative environment? We are looking for a seasoned Compliance Director to lead efforts in regulatory compliance, ESG

from: linkedin.com - 7 days ago

NeilMed Pharmaceuticals - Santa Rosa, CA, United States

POSITION PURPOSE The purpose of this position is to ensure compliance with established standards and agency guidelines such as ISO 13485:2016, Health Canada, and US FDA by providing direction to QA

from: linkedin.com - 6 days ago

Larson Maddox - , CA, United States (+1 location)

Larson Maddox is partnered with a private investment firm looking for a Legal & Compliance Analust to report to the General Counsel / Chief Compliance Officer (GC/CCO). Essential Duties

from: linkedin.com (+1 source) - 7 days ago

Ultimate Staffing - Livermore, CA, United States

relationships internally and externally. Develop and maintain a comprehensive understanding of the company's products and services, ensuring compliance with applicable Federal and State laws, company policies

from: linkedin.com - 12 days ago

Office of Community Investment and Infrastructure - , CA, United States

The San Francisco Office of Community Investment and Infrastructure (OCII) is seeking an experienced Contract Compliance Specialist II. BRIEF DESCRIPTION: This professional position is responsible

from: linkedin.com - 6 days ago

Cole-Frieman & Mallon LLP - , CA, United States

and admitted (or pending) with one of the following State Bars: CA, CO, or NY. *Minimum of 2 years legal experience relating to investment fund structuring, transactions, or regulatory compliance. We offer

from: linkedin.com - 12 days ago