Compliance Advisor Jobs in California

Leonid Group Ltd - Irvine, CA, United States

Export Compliance Department, and local Senior Leadership, the Director serves as a principal regulatory advisor. Responsibilities: - Supervise policy creation and implementation, ensuring compliance

from: linkedin.com - 5 days ago

Top Notch Finders - San Diego, CA, United States

Management Work with the company’s tax advisors and Financial Controller on tax filings and ensure tax compliance in the US and Mexico. Work with the Financial Controller and General Counsel to ensure

from: linkedin.com - 6 days ago

RSM US LLP - Los Angeles, California

multi-national business’ US international tax advisory and compliance needs in coordination with foreign tax advisors and applicable laws. This includes advising businesses on the application of US

from: resume-library.com - Yesterday

Hamlyn Williams - San Diego, CA, United States

Our Advertising Compliance team is tasked with evaluating all client-facing materials authored by our staff, advisors, and external sources to ensure their fairness and accuracy. In this role

from: linkedin.com - 9 days ago

Equitable - , CA, United States

by one of the world’s largest broker/dealers LPL* Our elite benefits and wealth-buildingprograms Our competitive payouts Our operation and compliance infrastructure support *LPL Financial, member FINRA, SIPC

from: linkedin.com - 9 days ago

RSM US LLP - Los Angeles, California

as a career advisor to members of the GIR team Establish steps, responsibilities, and timelines for GIR projects and compliance efforts Heavy research and drafting or reviewing tax memorandums, tax protests

from: resume-library.com - Yesterday

Chamberlain Group Financial Services - Irvine, CA, United States

with advisors, investment partners and the compliance department. Client data management – keep data management systems (including CRM) up to date with current client information. Client Service Management

from: linkedin.com - 11 days ago

Manhattan West - San Diego, CA, United States (+1 location)

be in compliance with both company policies and regulatory obligations imposed as a registered investment advisor Skills : This role requires a highly motivated, driven and entrepreneurial personality Proven ability

from: linkedin.com - 22 days ago

McCulloh Consulting - Los Angeles, California

, management, and client service skills with various clients including but not limited to: HNWI, small businesses, large organizations and real estate clients Serve as a trusted advisor for your client base

from: resume-library.com (+1 source) - 3 days ago

Forge - , CA, United States

The Role: We are looking for a VP, CCO, for our Broker-Dealer and Registered Investment Advisor located in the Soho, NY area. This is a critical role overseeing compliance for core parts of Forge’s

from: linkedin.com - 15 days ago