Chief Compliance Officer Jobs in Brooklyn, NY

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Risk Management - Capital Risk Management Team - Market Risk Vice President  

JPMorgan Chase Bank, N.A. - Brooklyn, NY

, you will be assisting the Chief Risk Officer for Balance Sheet Risk Management. Your role will involve identifying, measuring, monitoring, and managing risks associated with the firm's balance sheet and capital, while

from: JPMorgan Chase Bank, N.A. - 9 days ago

Grants and Compliance Manager  

Ascend Public Charter Schools - Brooklyn, New York

to the Chief Financial Officer (CFO) Ascend’s Grants and Compliance Manager will provide oversight of the grants process for the entire network. This position represents an extraordinary opportunity to continue

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from: resume-library.com - 19 days ago

Chief Compliance Officer  

Lime Trading - New York, NY, United States

Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading

from: linkedin.com - 4 days ago

Chief Compliance Officer  

Cardea Group - New York, NY, United States

General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO

from: linkedin.com - 6 days ago

Managing Director of Finance (Controller)  

Explore Schools - Brooklyn, NY

, efficiency improvements, and risk mitigation. Financial Compliance & Reporting In partnership with the Chief Executive Officer, prepare and help present to the Board of Trustees all financial reports as needed

from: workable.com - 29 days ago

Chief Compliance Officer Swap Execution Facility  

BGC Group - New York, NY, United States

Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week) Firm Overview

from: linkedin.com - 6 days ago

Swap Dealer Compliance Associate  

Phaxis - New York, NY, United States

the preparation of the Annual Chief Compliance Officer (CCO) Report for the SEF, along with other mandated reports. Interface with technology support and risk management to ensure compliance with Firm policies

from: linkedin.com - 4 days ago

Vice President, Accounting and Reporting  

bizjobz LLC - New York, NY, US

and casualty classes. Vice-President, Accounting & Reporting Responsibilities: Direct reporting line to the Chief Accounting Officer/Group Controller. Supervise all accounting functions pertaining

from: jobvertise.com - 2 days ago

Chief Compliance Officer- $75 Billion Alternative Asset Manager  

Atlantic Group - Maplewood, NJ, United States

$75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer *Supervising a staff of 4-6 *Work Closely Across all Compliance Groups/Teams

from: linkedin.com - 12 days ago

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Senior AFC & Compliance Officer  

DWS Group - New York, NY, United States

and Compliance Officer will assist the Chief Compliance Officer in developing and administering the policies and procedures of the Sales Coverage business (“Coverage”) in the sale and offer of mutual funds/ETFs

from: linkedin.com - Yesterday


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