Chief Compliance Officer Jobs in The Bronx, NY
Simmons & Hanbury - , NY, United States
Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Primary Accountabilities
from: linkedin.com - 3 days ago
Lime Trading - New York, NY, United States
Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading
from: linkedin.com - 10 days ago
Larson Maddox - New York, United States
A Business to Business (B2B) payments tool is hiring a Chief Compliance Officer in the New York City Office. Location: Hybrid in New York City The Chief Compliance Officer will be responsible USD200000 - USD350000 per annum
from: efinancialcareers.com - 7 days ago
Cardea Group - New York, NY, United States
General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO
from: linkedin.com - 12 days ago
BGC Group - New York, NY, United States
Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week) Firm Overview
from: linkedin.com - 12 days ago
ApTask - Hackensack, New Jersey
relations and resolution of employment conflicts. Work with Firm personnel to ensure the Firm’s compliance in handling requests for leaves of absence. Coordinate with Chief Human Resources Officer and Payroll
Register your RESUMEfrom: resume-library.com - 11 days ago
Phaxis - New York, NY, United States
the preparation of the Annual Chief Compliance Officer (CCO) Report for the SEF, along with other mandated reports. Interface with technology support and risk management to ensure compliance with Firm policies
from: linkedin.com - 10 days ago
Atlantic Group - Maplewood, NJ, United States
$75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer *Supervising a staff of 4-6 *Work Closely Across all Compliance Groups/Teams
from: linkedin.com - 18 days ago
PensionBee - New York, NY
; and ● assisting the Chief Legal Officer & General Counsel with specific projects and external law firm advisory relationships. Requirements The successful candidate will have: ● a law degree from a reputable 80,000 - 90,000
from: workable.com - 7 days ago
Cardea Group - New York, NY, United States
with the General Counsel/Chief Compliance Officer to uphold the legal and compliance services offered. Compensation: $125-140K base**; $140-185K all-in Job Reference #1938
from: linkedin.com - 5 days ago
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