Compliance Advisor Jobs in Bedford, TX

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Tax Director ($120-140K + Bonus)  

LHH - Fort Worth, TX, United States

Stay updated on tax regulations and laws to ensure compliance Coordinate with external tax advisors and professionals as needed Requirements: CPA certification Previous experience in public accounting

from: linkedin.com - 6 days ago

Corporate Controller  

Trinity Industries, Inc. - Dallas, TX, United States

of the Company’s accounting, consolidation and financial reporting processes and ensures compliance with the Company’s controls, policies and procedures. The Corporate Controller also serves as a key advisor

from: linkedin.com - 7 days ago

Senior Auditor, Broker Dealer/Asset Management  

Charles Schwab - Westlake, Texas, USA

Management enterprise team is seeking a Senior Auditor (Senior Specialist). The Broker-Dealer/Asset Management team provides internal audit coverage of the business process activities and compliance functions $58,200 - $119,000

from: Ivyexec.com - 4 days ago

Income Tax Manager  

Service Experts Heating & Air Conditioning - Richardson, TX, United States

of quarterly income tax provisions and support the budget and forecast functions Manage the tax return compliance process by coordinating with external advisors and the North American Accounting Center “NAAC

from: linkedin.com (+1 source) - 11 days ago

Affiliate Growth Consultant - Wealth Management (Preferred: FINRA Series 65)  

Avantax Planning Partners - Dallas, TX, United States

client development sessions, leader-to-leader calls, emails, and ongoing, frequent communication. Educate firms and advisors on new technology, system enhancements, webinars or training opportunities

from: linkedin.com - 17 days ago

Group Squad Leader - Employee Compliance Technology  

Fidelity Investments - Roanoke, Texas

Compliance teams. Compliance technology is currently going through a transformation to simplify and modernize technology solutions while continuing to be a strategic advisor to the business. The Expertise

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from: resume-library.com - 4 days ago

Wealth Management Advisor  

Equitable Advisors - Dallas, TX, United States

powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive payouts o Our operation and compliance infrastructure support *LPL Financial

from: linkedin.com - 18 days ago

Wealth Management Advisor  

Claire Myers Consulting - Frisco, TX, United States

and Regulatory Adherence: Ensure all client interactions and investment recommendations comply with regulatory requirements and internal compliance policies. Collaboration: Work closely with other team members

from: linkedin.com - 15 days ago

Finance Project Analyst III  

HNTB Corp - Fort Worth, TX

responsible for providing financial guidance to project teams, with a focus on budgets, profitability, earnings variances, cash flow, and contract compliance. The Project Analyst acts as the primary financial

from: Dice.com - 11 days ago

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Compliance Consultant I - Compliance Services Team (Required: FINRA Series 7, 24, 63)  

Avantax - Dallas, TX, United States

Position Summary Avantax is seeking a Compliance Consultant I (Compliance Services Team) who will be responsible for performing a key role in the oversight of Financial Advisors and employees

from: linkedin.com - 22 days ago


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