Investment Company Compliance Jobs in Ashburn, VA

AMS Staffing Inc. - Washington, DC, United States

and investment advisers and with regulatory and compliance matters regarding federal securities laws, including the Investment Company Act of 1940 and the Securities Act of 1933; You have the ability to play

from: linkedin.com - 9 days ago

In House Jobs | JDHuntr - Falls Church, VA

companys functional and operational leadership, including personnel in human resources, finance, strategy, benefits administration, and plan investment operations. Help lead the company in its compliance

from: get.it - More than 30 days ago

Jobot - Chevy Chase, MD

tolerance. Provide personalized financial guidance and investment recommendations to help clients achieve their goals. Execute securities transactions in alignment with regulatory guidelines and company $65,000 - $80,000/Year

from: careerbuilder.com - 17 days ago

Jobot - Washington, DC

opportunities within the company. Job Details Responsibilities: 1. Prepare, review, and distribute periodic financial statements for various investment portfolios. 2. Maintain and reconcile capital accounts. 3 $70,000 - $85,000/Year

from: careerbuilder.com - 20 days ago