Investment Company Compliance Jobs

Vaco - Raleigh, NC, United States

and internal stakeholders. Regulatory Compliance: Ensure compliance with regulatory requirements and company policies in all investment activities. Qualifications: Education: Bachelor's degree in finance

from: linkedin.com - Yesterday

Scout Recruiting Group - , CA, United States

. Qualifications 10 Years+ of relevant investment advisory / wealth management origination and client management experience Clean compliance and regulatory history, including currently active licenses (i.e., 7, 63

from: linkedin.com - Yesterday

Cloudbreak Compliance Group, LLC - White Plains, NY, United States

About Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group, a leading compliance consulting firm for investment advisers, is seeking to add a full-time Finance and Operations Manager to its

from: linkedin.com - Yesterday

Larson Maddox - , FL, United States

with Investment Company Act requirements (experience with tender offer or interval funds is advantageous). Background in legal or compliance consulting considered. Strong understanding of the Investment Company Act

from: linkedin.com - 2 days ago

CXO Source - Waltham, MA, United States

to achieve the company's short-term and long-term goals. Financial Management : Oversee all aspects of financial planning and analysis, including budgeting, forecasting, cash flow management, and investment

from: linkedin.com - 2 days ago

Walsh Employment - Portland, OR, United States

financial planning. Provide regular financial analysis and insights to support decision-making across the organization. Reporting and Compliance: Ensure accurate and timely financial reporting in compliance

from: linkedin.com - 3 days ago

MalinHughes - Scottsdale, AZ, United States

, forecasting needs, financial analysis, and compliance requirements, and is a key contributor of the company’s strategy through oversight of critical projects and initiatives, negotiation and review of contracts

from: linkedin.com - 3 days ago

Robert Half - Grand Haven, MI, United States

relationships with independent auditors, ensuring compliance and transparency. • Manage relationships with investors and investment institutions, fostering strong connections and maintaining open communication

from: linkedin.com - 3 days ago

Smith Arnold Partners - Greenwich, CT, United States

with models Portfolio Company fund accounting as needed with interests in manufacturing, finance, and other industries Working on our controlled company investments Data analysis needed for corporate accounting

from: linkedin.com - 3 days ago

Chardan - New York, NY, United States

Title : Senior Compliance Officer About the Company: Chardan is an independent global investment bank specializing in healthcare, technology, SPACs and emerging growth companies. Our range

from: linkedin.com - 4 days ago