Chief Compliance Officer Jobs in New York, NY

Lime Trading - New York, NY, United States

Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading

from: linkedin.com - 6 days ago

Cardea Group - New York, NY, United States

General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO

from: linkedin.com - 8 days ago

Larson Maddox - New York, United States

A Business to Business (B2B) payments tool is hiring a Chief Compliance Officer in the New York City Office. Location: Hybrid in New York City The Chief Compliance Officer will be responsible USD200000 - USD350000 per annum

from: efinancialcareers.com - 3 days ago

BGC Group - New York, NY, United States

Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week) Firm Overview

from: linkedin.com - 8 days ago

Phaxis - New York, NY, United States

the preparation of the Annual Chief Compliance Officer (CCO) Report for the SEF, along with other mandated reports. Interface with technology support and risk management to ensure compliance with Firm policies

from: linkedin.com - 6 days ago

Marsh McLennan - New York, NY, US

the firm. This role reports directly to the Chief Compliance Officer, Canada Investments. What is in it for you? Work for a global company with a strong brand A culture of internal mobility, collaboration

from: jobvertise.com - Yesterday

Cardea Group - New York, NY, United States

with the General Counsel/Chief Compliance Officer to uphold the legal and compliance services offered. Compensation: $125-140K base**; $140-185K all-in Job Reference #1938

from: linkedin.com - Yesterday

Chardan - New York, NY, United States

. · Participate in the drafting of compliance related policies and procedures. · Perform ad-hoc special projects as assigned by the Chief Compliance Officer. Job Qualifications · Bachelor's degree in a related

from: linkedin.com - Yesterday

PensionBee - New York, NY

; and ● assisting the Chief Legal Officer & General Counsel with specific projects and external law firm advisory relationships. Requirements The successful candidate will have: ● a law degree from a reputable 80,000 - 90,000

from: workable.com - 3 days ago

DWS Group - New York, NY, United States

and Compliance Officer will assist the Chief Compliance Officer in developing and administering the policies and procedures of the Sales Coverage business (“Coverage”) in the sale and offer of mutual funds/ETFs

from: linkedin.com - 3 days ago