Chief Compliance Officer Jobs in New York, ny

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Chief Compliance Officer for a Broker Dealer  

Compliance Firm - New York, NY

Character: Exhibits integrity, professionalism, practical judgment, positive attitude at all times; exhibits perseverance, mental toughness... Chief Compliance Officer Work careers New York, NY...

from: - 4 days ago

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Controller - with Chief Financial Officer (CFO) edge  

Leading Jewelry Company - New York, NY

The Controller is responsible for directing the Accounting, Bookkeeping and Financial Reporting staff in the closing of the monthly... Chief Compliance Officer careers New York, NY...

from: - 6 days ago

Chief Compliance Officer, New York Life Investors  

New York Life Insurance Company - New York, USA

New York Life Insurance Company ("New York Life" or "the company") is the largest mutual life insurance company in the United States*... chief compliance officer New York, NY...

from: - 6 days ago

Chief Operating Officer (Capital Markets) (SG Americas Securities, LLC; New York, NY)  

Societe Generale - New York, New York

business needs as they relate to new business initiatives, existing Rule, Global management and representation on pending global Margin... chief compliance officer prudential retirement...

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from: - 13 days ago

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Swaps Client Support Specialist Trading SEF Compliance Finance Banking  

Joseph Harry Ltd - New York, New York

ROLE: SEF Client Support Specialist (Swap Execution Facility SEF Trading Swaps Swap Execution Facility Derivatives Compliance Regulation... chief compliance officer cco registered...

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from: (+3 sources) - 7 days ago

Chief Compliance Officer - Equity Prop Trading Firm  

Selby Jennings QRF - New York, USA

Must be fluent in all equities trading rules as well as be aware of the regulatory environment. 5+ year’s compliance experience (preferably... investment advisor chief compliance officer... $150000 - $180000 per annum

from: - 15 days ago

Chief Compliance Officer  

New York City, New York

Interface with the investment professionals, operations, and business units as appropriate, to identify and resolve conflicts of interest... internal audit chief compliance officer...

from: - 21 days ago

Chief Compliance Officer  

Sartre Group - New York, USA

Your duties will include: Develop, maintain, and update compliance policies and procedures Review, maintain, and update regulatory... svp chief compliance officer capital... $300,000- $400,000 + bonus + Benefits

from: - 25 days ago

Chief Compliance Officer  

New York City, NY

An established registered investment advisor headquartered in New York City is actively seeking a diligent and analytical individual... professional chief compliance officer investment...

from: - More than 30 days ago

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Chief Compliance Officer - Fixed Income  

New York City, NY

In this Chief Compliance Officer role, this individual will be in a core compliance function. He/She will stay up to date on regulatory... chief compliance officer cornerstone capital...

from: - More than 30 days ago

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Chief Compliance Officer in New York, ny