Chief Compliance Officer Jobs in New York, ny

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Chief Compliance Officer for a Broker Dealer  

Compliance Firm - New York, NY

Character: Exhibits integrity, professionalism, practical judgment, positive attitude at all times; exhibits perseverance, mental toughness... Chief Compliance Officer Work careers New York, NY...

from: - 20 days ago

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Chief Operating Officer for Systems, Finance and Legal Compliance  

Center for Popular Democracy - New York, New York

The Center for Popular Democracy (CPD, c3) and CPD Action (c4) are a national network of close to fifty community-based organizations... Chief Compliance Officer careers New York, NY...

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from: - 8 days ago

Controller - with Chief Financial Officer (CFO) edge  

Leading Jewelry Company - New York, NY

The Controller is responsible for directing the Accounting, Bookkeeping and Financial Reporting staff in the closing of the monthly... deputy chief compliance officer cco...

from: - 2 days ago

VP Chief BSA Officer  

Adams Consulting Group, LLC - New York, NY

Maintain and enhance an enterprise-wide BSA/AML/OFAC/CTR risk management framework that incorporates risk assessment, control design... chief compliance officer delaware investments...

from: - 10 days ago

CCO Chief Compliance Officer (mutual funds)  

Recruitment Trends Inc. - New York, New York

Investment Management firm located in NYC with three billion in assets needs:Chief Compliance Officer Minimum of 5 years relevant job... mbsc chief compliance officer compliance...

from: - 3 days ago

Chief Compliance Officer  

New York City, NY

An established registered investment advisor headquartered in New York City is actively seeking a diligent and analytical individual... chief compliance officer part time...

from: - 6 days ago

Senior Information Security Officer  

Bank of America - New York, NY 10036

The Senior Information Security Officer will be a member of the Business Information Security Officer's (BISO) organization and work... svp chief compliance officer rja...

from: - 3 days ago

Chief Compliance Officer - Equity Prop Trading Firm  

New York City, NY

Manage and amend the firm's "Written Supervisory Procedures" as and when necessary to conform to new business requirements and regulations... chief compliance officer bd ia...

from: - 11 days ago

AIS Chief Admin Officer,Vice President  

State Street - New York, New York

Our promise to maintain an environment where every employee feels valued and able to meet their full potential infuses our company... chief compliance officer vibra health...

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from: - 22 days ago

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Senior Loan Officer  

HireForce Staffing Solutions - New York, NY

across the U.S. V-Cap has a pipeline of high impact projects, $35 million in capital workers. V-Cap provides flexible facility, bridge... chief compliance officer equity prop...

from: - 6 days ago

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Chief Compliance Officer in New York, ny