Chief Compliance Officer Jobs in New York, ny

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Chief Compliance Officer (m/f)  

Mercer - Boston, New York

Developing, implementing and maintaining compliance monitoring program to confirm compliance with regulatory requirements and adherence... Chief Compliance Officer Work careers New York, NY... 125.000 - 150.000

from: - 17 days ago

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Chief Compliance Officer for a Broker Dealer  

Compliance Firm - New York, NY

Character: Exhibits integrity, professionalism, practical judgment, positive attitude at all times; exhibits perseverance, mental toughness... Chief Compliance Officer careers New York, NY...

from: - 24 days ago

Chief Compliance Officer for Broker Dealer Firm  

New York, New York

Firm’s activities include raising capital for companies and funds, advising on M&A transactions, brokering secondary sales of private... chief compliance officer new york ny...

from: - 3 days ago

Chief Compliance Officer  

New York City, NY

An established registered investment advisor headquartered in New York City is actively seeking a diligent and analytical individual... chief compliance officer jobs nyc New York, NY...

from: - More than 30 days ago

Compliance Officer, Investments  

Commonfund - New York, NY

Assist the Chief Compliance Officer in administering Commonfund compliance programs so as to ensure compliance with all laws and regulations... chief compliance officer training New York, NY...

from: - 6 days ago

Compliance, Legal & Risk Management Consultants  

Adams Consulting Group, LLC - New York, NY

- Ensure, within the areas assigned to Regulatory Risk Management, that the bank has implemented systems and processes reasonably designed... chief compliance officer certification New York, NY...

from: - 22 days ago

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Retail Bank & Mortgage Chief Risk Officer  

Leading Financial Services Company - New York City, New York

Lead strategic risk policy for new customer acquisition, ECM and collections/loss mitigation for all secured and unsecured lending... chief compliance officer jobs chicago New York, NY...

from: - 9 days ago

Chief Supervisory Officer - RIA and Brokerage Firm  

Michael Page International - Manhattan

Partner with executive management, department heads, branch managers, Registered Representatives, (RR's) and other staff to provide... chief compliance officer consumer distribution...

from: - 8 days ago

Chief AML Officer – UBS Americas Investment Bank  

UBS Financial Services - New York, New York

Do you want to have a leadership role in the preventing criminals and terrorists from abusing the financial and legislative systems... cfo chief compliance officer...

from: (+1 source) - 11 days ago

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US Retail Bank & Mortgage Chief Risk Officer  

New York City, NY

The Chief Risk Officer of Citibank’s U.S. Retail Banking and Mortgage organization is responsible for maintaining and continuously... chief compliance officer western region...

from: - 13 days ago

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Chief Compliance Officer in New York, ny