Chief Compliance Officer Jobs in Borough of Queens, NY

Lime Trading - New York, NY, United States

Chief Compliance Officer - Execution Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients

from: linkedin.com - 2 days ago

Atlantic Group - Maplewood, NJ, United States

$75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer *Supervising a staff of 4-6 *Work Closely Across all Compliance Groups/Teams

from: linkedin.com - 6 days ago

Talentry - Oceanside, United States

Chief Compliance Officer Onsite Work in Miami, FL 215-225k total comp. Talentry is looking for a Chief Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory 215000

from: zoho.eu - More than 30 days ago

SK Capital Partners - , NY, United States

Counsel & Chief Compliance Officer. The Compliance and Legal Analyst will support SK Capital in a variety of matters, including regulatory compliance, internal corporate governance, fund formation

from: linkedin.com - 8 days ago

Rutherford - , NY, United States

compliance monitoring reports Trade surveillance, monitoring and testing Assist in regulatory reporting and filings, such as Form ADV, Form PF, and 13 Filings Support the Chief Compliance Officer

from: linkedin.com - 6 days ago

Damian Family Care Centers Inc - Jamaica, New York

Headquarters in Jamaica NY. Selected candidate will be reporting to the Chief Corporate Compliance & Quality Assurance Officer (CCC&QAO), providing support for activities and projects of the Quality & Compliance

from: snapjobsearch.com - 14 days ago

Cardea Group - New York, NY, United States

Exclusive and highly coveted opportunity to work directly under a General Counsel and Chief Compliance Officer who is regarded as one of the best in the hedge fund business. This new hire will sit

from: linkedin.com - 6 days ago

Hunterbrook Media - , NY, United States

, with a strong preference for applicants licensed to practice in New York. The Media Counsel reports directly to the General Counsel & Chief Compliance Officer. The Media Counsel will also work closely

from: linkedin.com - 8 days ago

JPMorgan Chase Bank, N.A. - Brooklyn, NY

, you will be assisting the Chief Risk Officer for Balance Sheet Risk Management. Your role will involve identifying, measuring, monitoring, and managing risks associated with the firm's balance sheet and capital, while

from: JPMorgan Chase Bank, N.A. - 3 days ago

Delphi Capital Management - New York, NY, United States

have 2-5 years of experience in fundamental credit analysis and/or investment manager due diligence. DESCRIPTION Our team is comprised of investment managers and analysts who report to the Chief Investment

from: linkedin.com - 9 days ago