Broker Dealer Operations Jobs in White Plains, NY

Equitable Advisors - Stamford, CT, United States

powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive payouts o Our operation and compliance infrastructure support *LPL Financial

from: linkedin.com - 9 days ago

Equitable Advisors - Secaucus, NJ, United States

powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive payouts o Our operation and compliance infrastructure support *LPL Financial

from: linkedin.com - 2 days ago

Underground Administration - New York, NY

and reporting functions, including approval of processes completed by other team members Partner with vendors, Broker Dealer Operations, Middle Offices, and other stakeholders to ensure accurate reporting 130,000 - 214,000

from: workable.com - Yesterday

REDLEO SOFTWARE INC. - New York, NY, United States

& settlement processing, knowledge of SWIFT standards and working in Industry leading platforms like Broadridge Understanding of Custody services and Broker-Dealer Operations Working knowledge on Equity

from: linkedin.com - 13 days ago

Equitable Advisors - Secaucus, NJ, United States

powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive payouts o Our operation and compliance infrastructure support *LPL Financial

from: linkedin.com - 7 days ago

Yield Street - New York, United States

and regulatory reporting processes for our broker-dealer operations. The successful candidate will have a strong background in financial services accounting, broker-dealer accounting, regulatory compliance 150k+

from: efinancialcareers.com - 8 days ago

Broadgate - , NY, United States

Broadgate are currently supporting a broker-dealer based out of New York who are looking to hire an EVP Finance & Operations. Accountabilities Partner with CEO and senior management to work on day

from: linkedin.com - 18 days ago

Société Générale - , NY, United States

banking, investment banking and broker–dealer activities across Société Générale’s operations, reporting on the compliance risks and issues to local, regional, and head office management. The staff provide

from: linkedin.com - 13 days ago

Odeon Capital Group - New York, NY

relationships with market participants, including brokers, dealers, and institutional accounts. Manage the day-to-day operations of the trading desk, including trade execution, position management, and risk

from: workable.com - 2 days ago

Equitable Advisors - Secaucus, NJ, United States

by one of the world’s largest broker/dealers LPL* Our elite benefits and wealth-building programs Our competitive payouts Our operation and compliance infrastructure support *LPL Financial, member FINRA, SIPC

from: linkedin.com - 16 days ago