Trade Review Jobs

TBG | The Bachrach Group - New York, NY, United States

Trade Surveillance, Compliance Testing Marketing Review Compliance The ideal candidate will have 5+ years of direct investment management compliance experience at an SEC registered Investment Adviser

from: linkedin.com - 2 days ago

Atlantic Group - New York, NY, United States

with review of daily trade, position, cash and P&L reconciliations between Advent Geneva, Prime Brokers, and Administrator. - Assist with P&L and portfolio reporting, cash analysis and FX hedging as needed

from: linkedin.com - 2 days ago

Robert Half - Delray Beach, FL, United States

with customers o Actively engage with Trade Finance and commercial teams on the review, design, and execution of appropriate trade finance solutions 2 o Manage the customer credit insurance policy; participate

from: linkedin.com - 2 days ago

Cardea Group - New York, NY, United States

of the compliance program: monitor Code of Ethics, review marketing materials, provide trade surveillance, create policies and procedures, perform compliance testing, chaperone expert network calls and prepare

from: linkedin.com - 2 days ago

TransPerfect Legal - , TX, United States (+3 locations)

and supporting an existing client base. Ability to achieve and exceed targets while working under pressure. Ability to travel for qualified business opportunities and trade shows. Knowledge of the EDRM Model. BS

from: linkedin.com - 2 days ago

CIFC Asset Management - New York, NY, United States

. Financial products include bank debt, warrants, and structured products (collateralized loan obligations (“CLOs”)) for credit-focused hedge funds. Review of monthly/periodic accounting records

from: linkedin.com - 2 days ago

Apex Systems - Dahlgren, VA, United States

and their justification. Participate in affordability reviews providing the data's basis and to identify potential trade-offs, providing impact and assessing alternatives. Provide the cost estimates to support agency

from: linkedin.com - 2 days ago

NexWealth - Philadelphia, PA, United States

documentation and record keeping adheres to compliance standards • Oversee new account setup, money movement, portfolio accounting, trading and performance reporting • Review account transactions daily to monitor

from: linkedin.com - Yesterday

Duraco Direct – A Duraco Specialty Materials Company - Forest Park, IL, United States

and files. Review credit applications, credit reports, bank references, trade references, financial statements, and other information to approve credit and set customer credit limits within company guidelines

from: linkedin.com - 4 days ago

Prodigy Resources - Indianapolis, IN, United States

· Perform or support software requirements decomposition, analysis, definition, and traceability · Perform software design and development, performance, risk, safety, operation and cost optimization trade

from: linkedin.com - 2 days ago