Trade Compliance Training Jobs

CSI Companies - Jacksonville, FL, United States

, and coordinates with payroll. Maintains a compliance training content tracker to ensure all programming is up-to-date and within legal compliance of the state governances. Stays abreast of the latest training

from: linkedin.com - 2 days ago

Goodspeed Merrill - , CO, United States

-oriented individual who can provide strategic counsel to clients while effectively managing caseloads. Experience with partnership disputes, complex incentive plans, trade secret litigation, accommodation

from: linkedin.com - Yesterday

Social Capital Resources LLC - New York County, New York

, Employee Compliance Training and Marketing Materials Review Engage in special projects, initiatives, and other activities of an ad hoc nature. Qualifications: In-depth knowledge of SEC and Client broker

from: resume-library.com - 5 days ago

QUANTEAM - North America (RAINBOW PARTNERS Group) - New York, NY, United States

as needed. - Collaborate closely with various teams including CM Quants, MOA, and MOE. - Conduct regular training and skills assessments for peers. - Ensure adherence to branch compliance rules. Requirements

from: linkedin.com - Yesterday

Natixis Corporate & Investment Banking - New York, NY, United States

with other members of the team to provide training on Core Compliance matters such as Personal Account Dealing, registrations, and electronic communications. Review electronic communication surveillance alerts

from: linkedin.com - Yesterday

Colgate-Palmolive Company - New York, NY, US

and export controls, as well as the Company’s Code of Conduct and related policies and procedures. What you will do: Develop, implement, and manage compliance programs, including creating training materials

from: Colgate-Palmolive Company - 12 days ago

Cardea Group - New York, NY, United States

fosters an environment of elevating business practices Advise the investment team on trade related inquiries and matters Conduct compliance trainings, and work closely with the firm’s outside compliance

from: linkedin.com - 3 days ago

Woodside Homes - Las Vegas, NV, United States

customer situations through phone calls, home visits, and correspondence as needed. Responsible for all job site compliance programs including training on and implementation of scopes of work, meeting

from: linkedin.com - 21 days ago

Professional Partners Group - Englewood, CO, US

managing caseloads. Experience with partnership disputes, complex incentive plans, trade secret litigation, accommodation management, leave, and wage-hour compliance are desirable. Responsibilities: Conduct

from: jobvertise.com - 16 days ago

Rutherford - , NY, United States

policies and procedures, implementing new complex frameworks Regulatory reporting and filings (Form ADV, Form PF, CFTC etc.) Operate the core compliance program Assist with trade & communications

from: linkedin.com - 11 days ago