Compliance Monitoring Jobs in Ridgefield, CT

Patel Consultants Corporation - Danbury, CT, United States

Site Management and Monitoring activities conducted by CRO partners during clinical trial conduct including adherence to ICH-GCP, and regulatory requirements, compliance with SOPs, trial protocol, trial

from: linkedin.com - 5 days ago

Wilton Re - Norwalk, CT, United States

and reconciliations for monthly activity and quarterly close, and the documentation and monitoring of certain relevant internal controls for SOX compliance. Will prepare work papers and assist in the preparation

from: linkedin.com - 10 days ago

Trexquant Investment - Stamford, Connecticut

and conduct new and existing staff compliance training and disclosure. Use and update compliance systems (such as Complysci) for new users, certifications, trading monitoring and other tasks. Conduct Routine

from: resume-library.com (+1 source) - 10 days ago

JCW - Stamford, CT, United States

Responsibilities Reviewing and implementing new Compliance policies and procedures for the firm. Assist with Trade Compliance monitoring. Monitor regulatory changes for the firms main regulators including the SEC

from: linkedin.com - 7 days ago

Madison-Davis, LLC - White Plains, NY, United States

). Responsibilities: • Responsible for administering, maintaining, coordinating and monitoring the Bank’s day-to-day compliance with BSA/AML/OFAC/CDD/EDD/KYC/FinCEN/USA Patriot Act, etc. • Responsible for managing

from: linkedin.com - 5 days ago

Montefiore Medical Center - YONKERS, NY, US

configuration • Responsible for conducting systems access compliance audits • Conduct frequent compliance report monitoring activities on all systems’ levels of privacy compliance Support the creation

from: Montefiore Medical Center - More than 30 days ago

Cloudbreak Compliance Group, LLC - White Plains, NY, United States

, reports, memoranda and other client deliverables Supporting and participating in client engagements including annual compliance program reviews and mock examinations Tracking and monitoring ongoing client

from: linkedin.com - 13 days ago

ABS Global Investments - Greenwich, CT, United States

into compliance program. Proactively monitoring activities to ensure compliance with all applicable regulatory filings. Conduct forensic testing. Review marketing material. Coordinate with and supervise relevant

from: linkedin.com - 22 days ago

Creative Financial Staffing - Milford, CT (+1 location)

that will actively manage various aspects of the Company's accounting processes, compliance requirements and special projects. Primary Responsibilities: Accounting Daily monitoring of daily transactional activity (e.g $90,000 - $125,000/Year

from: careerbuilder.com - 12 days ago

Jobot - Greenwich, CT

The Compliance Manager is responsible for coordinating and performing all pre-delegation and annual due diligence audits and monitoring of delegated activities to ensure compliance with National Committee $100,000/Year

from: careerbuilder.com - 21 days ago