Compliance Control Room Jobs in Newark, NJ

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Xray Technologist  

Mitchell Martin Inc. - New York, NY, United States

, and infection control standards. Develop X-rays as required, ensuring patient comfort. Complete necessary clerical work to maintain patient records. Maintain cleanliness and orderliness in Radiology Room

from: linkedin.com - 23 days ago

Director- Equity Capital Markets Compliance Advisor  

BNP Paribas - New York, NY, United States

for providing compliance coverage to the Firm’s ECM business while also working closely with colleagues with primary responsibility for Sales and Trading, Compliance Control Room, Investment Banking, and Equity

from: linkedin.com - 14 days ago

Control Room / Research Compliance - Investment Bank  

Larson Maddox - New York, United States

JOB TITLE - Control Room Compliance Officer STRUCTURE - Hybrid JOB SUMMARY: Include, but are not limited to: Provide Firm Compliance policy guidance with respect to Information Barriers USD11000 - USD160000 per annum

from: efinancialcareers.com - 18 days ago

Manager, CIB & Research Compliance Officer  

Scotiabank - New York City, NY, US

business initiatives or other ad-hoc projects. Work closely with the Control Room personnel on conflicts issues, including issues related to chaperoning of Research and Investment Banking interactions

from: Scotiabank - More than 30 days ago


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