Compliance Monitoring Jobs in New York
Coda Search│Staffing - New York, NY, United States
Job Description This Vice President – Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and covers the US businesses and certain global businesses, working
from: linkedin.com - 14 days ago
Cardea Group - New York, NY, United States
their Global Compliance team based in New York. This position will report directly to the firm’s Global CCO focusing on the general management, implementation and maintenance of the firm’s compliance monitoring
from: linkedin.com - 3 days ago
S&P Global - New York, United States
for supporting the implementation and monitoring of the Compliance Program primarily for S&P Global Ratings in North America. The role involves a range of activities, including assisting in providing a Compliance Competitive
from: efinancialcareers.com - 2 days ago
Phyton Talent Advisors - New York, NY, United States
This individual will be joining the Compliance Surveillance team, responsible for monitoring trading in all asset classes to detect trading activity that could adversely affect the firm and its
from: linkedin.com - 3 days ago
Alesco Advisors LLC - Pittsford, NY, United States
appropriate trades for client portfolios according to client investment objectives, firm investment strategy, and portfolio manager instructions Ongoing monitoring of client portfolios to ensure compliance
from: linkedin.com (+1 source) - 3 days ago
Goldman Sachs - New York, United States
businesses a plus Assist with the monitoring, and testing of compliance programs Strong interpersonal skills and the ability to manage processes and drive change and accountability with key internal Competitive
from: efinancialcareers.com - 2 days ago
The Lawt - New York, NY, United States
audits. Reviewing and monitoring AML/KYC alerts to ensure compliance with the Firm’s policies and procedures. Identify areas for improved efficiency and implementing creative solutions. Other
from: linkedin.com - 3 days ago
Larson Maddox - New York, NY, United States
to derivatives, swaps, or commodities products. Experience in trade surveillance, real-time market monitoring, and rule violation investigations. Proficiency in providing compliance guidance to business
from: linkedin.com - 3 days ago
Goldman Sachs - New York, United States
the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. The Business Operations team is responsible Competitive
from: efinancialcareers.com - 2 days ago
Bank of China USA - , NY, United States
a large, multifaceted portfolio of commercial loans. · Ensure timely completion of post lending management tasks such as periodic reviews, covenant compliance monitoring, obtaining borrowers’ financial
from: linkedin.com - 6 days ago
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