Compliance Control Room Jobs in New York

Mitchell Martin Inc. - New York, NY, United States

, and infection control standards. Develop X-rays as required, ensuring patient comfort. Complete necessary clerical work to maintain patient records. Maintain cleanliness and orderliness in Radiology Room

from: linkedin.com - 23 days ago

BNP Paribas - New York, NY, United States

for providing compliance coverage to the Firm’s ECM business while also working closely with colleagues with primary responsibility for Sales and Trading, Compliance Control Room, Investment Banking, and Equity

from: linkedin.com - 14 days ago

Phaxis LLC - New York County, New York

Investment Banking/Institutional Brokerage firm is looking for a Control Room Compliance Officer to be primarily responsible for the functions of the control room - reporting directly to the CCO

from: resume-library.com - 11 days ago

BBVA - New City, NY, United States

training as needed, including annual FINRA Firm Element and Control Room training through RegEd, FINRA Regulatory Element Training, etc. Perform annual background checks of all BBVA Securities Inc. (“BSI

from: linkedin.com - 17 days ago

Larson Maddox - New York, United States

JOB TITLE - Control Room Compliance Officer STRUCTURE - Hybrid JOB SUMMARY: Include, but are not limited to: Provide Firm Compliance policy guidance with respect to Information Barriers USD11000 - USD160000 per annum

from: efinancialcareers.com - 18 days ago

Courtyard NY Manhattan - New York County, New York

division managers. Monitor completion of the Service Standards by Position Training Checklists for hourly staff. Monitor oversold dates to ensure the maximization of rooms revenue. Tour rooms operating

from: resume-library.com - 4 days ago

Scotiabank - New York City, NY, US

business initiatives or other ad-hoc projects. Work closely with the Control Room personnel on conflicts issues, including issues related to chaperoning of Research and Investment Banking interactions

from: Scotiabank - More than 30 days ago