Broker Dealer Operations Jobs in New York

REDLEO SOFTWARE INC. - New York, NY, United States

& settlement processing, knowledge of SWIFT standards and working in Industry leading platforms like Broadridge Understanding of Custody services and Broker-Dealer Operations Working knowledge on Equity

from: linkedin.com - 13 days ago

Broadgate - , NY, United States

Broadgate are currently supporting a broker-dealer based out of New York who are looking to hire an EVP Finance & Operations. Accountabilities Partner with CEO and senior management to work on day

from: linkedin.com - 18 days ago

Hold Brothers - New York County, New York (+1 location)

Hold Brothers Capital, LLC, a leading self-clearing proprietary broker-dealer, is seeking an EVP of Finance & Operations to oversee the self-clearing brokerage operations, related affiliates

from: resume-library.com (+1 source) - 2 days ago

Kestra Financial - Wappingers Falls, NY, United States

potential Education And/or Experience The ideal candidate will have 3+ years of experience in the financial services industry allowing for a strong understanding of broker/dealer operations and financial

from: linkedin.com - 16 days ago

Société Générale - , NY, United States

banking, investment banking and broker–dealer activities across Société Générale’s operations, reporting on the compliance risks and issues to local, regional, and head office management. The staff provide

from: linkedin.com - 13 days ago

Underground Administration - New York, NY

and reporting functions, including approval of processes completed by other team members Partner with vendors, Broker Dealer Operations, Middle Offices, and other stakeholders to ensure accurate reporting 130,000 - 214,000

from: workable.com - Yesterday

Career Group - New York, NY, United States

EVP, Finance A leading self-clearing proprietary broker-dealer, is seeking an EVP of Finance to oversee the self-clearing brokerage operations, related affiliates and serve as a member

from: linkedin.com - 20 days ago

Think Systems Inc - New York County, New York

candidate is intelligent, professional, polished, and articulate, with good interpersonal and analytical skills. 10+ years of relevant broker-dealer experience working in Operations and/or Finance as a FINOP

from: resume-library.com - 3 days ago

Yield Street - New York, United States

and regulatory reporting processes for our broker-dealer operations. The successful candidate will have a strong background in financial services accounting, broker-dealer accounting, regulatory compliance 150k+

from: efinancialcareers.com - 8 days ago

Tailored Management - New York County, New York

of the Global Markets Operations team. We provide comprehensive oversight of customer protection regulatory requirements across two SEC-registered broker-dealers. Our mission is to ensure regulatory compliance

from: resume-library.com - 6 days ago