Trade Compliance Jobs in New York, NY

Atlantic Group - , NY, United States

Compliance: risk, trade surveillance from a Hedge Fund Bank/Investment Management : Contract Negotiations, NDAs Paralegal with FS Clients : experience with negotiating NDAs, vendor agreements [38061]

from: linkedin.com - 5 days ago

TalentBurst, an Inc 5000 company - New York, NY, United States

Sr. Global Trade Compliance Analyst Full Remote Opportunity, candidates can be nationwide Please ensure candidates can work EST Hours if Sourced outside of East Coast Please make every attempt

from: linkedin.com - 21 days ago

Hold Brothers - New York, NY

compliance with relevant regulations, laws, and policies Work with traders to ensure that all trades are executed in compliance with regulatory requirements and internal policies Develop and implement policies 110,000 - 150,000

from: workable.com - More than 30 days ago

Cantor Fitzgerald - New York, NY, United States

compliance with applicable trade and transaction reporting regulations. Create, modify and review EBS responses related to front office activities. Conduct delegated supervisory tasks and follow up

from: linkedin.com - 18 days ago

QUANTEAM - North America (RAINBOW PARTNERS Group) - New York, NY, United States

as needed. - Collaborate closely with various teams including CM Quants, MOA, and MOE. - Conduct regular training and skills assessments for peers. - Ensure adherence to branch compliance rules. Requirements

from: linkedin.com - 20 days ago

Bloomberg - New York, United States

to address regulatory issues, ensure compliance with current/developing rules and regulations, and correspond with regulators. We are seeking a Trade / Export Control Compliance Officer who is adept in U.S Competitive

from: efinancialcareers.com - 28 days ago

Bernard Nickels & Associates - New York, NY, United States

interaction with other Operations teams, Compliance, Credit, and Technology to resolve issues arising from trade execution, client queries, and new business. In addition, we are looking for a strong candidate

from: linkedin.com - 23 days ago

The PeterSan Group and PeterSan Legal Staffing - New York, NY, United States

compliance reviews. Update and maintain compliance manuals and procedures, code of ethics program and employee compliance trainings. Administer securities trading policies, including pre-approval of employee

from: linkedin.com - 9 days ago

Trident Consulting - New York City, New York

feasibility studies for packaging, cost, and system performance. Perform complex CAD and CAE tasks, ensuring compliance with design standards. Propose design trade-offs for resolution and implementation. About

from: resume-library.com - 3 days ago

Atlantic Group - New York, NY, United States

, analyze, and review reporting requests Assist with preparation of quarterly and annual financial statements Work with dedicated fund administrator on NAV review and preparation, expense payment, and trade

from: linkedin.com - 8 days ago