Senior Compliance Manager Jobs in New York, NY

Phaxis - New York, NY, United States

Develop and oversee IT compliance and IT Risk strategies, ensuring alignment with regulatory requirements and industry standards. Stay...

from: linkedin.com - 5 days ago

New York, NY, United States

a plus Certification in Compliance or related field (e.g., Certified Regulatory Compliance Manager - CRCM). Familiarity with debt settlement Understanding of Regulations such as TSR, UDAAP, Regulation Z

from: linkedin.com - 5 days ago

Morgan Stanley - New York, United States

business strategies, risk representation, and limit compliance > Collaborating with senior business professionals in enhancing stress testing and risk threshold setting covering Public Funds (UCITS / 40 Act between $110,000 and $190,000 year at the commencement of employment

from: efinancialcareers.com - 7 days ago

Aimic Inc - , NY, United States

generation, allowing advisors to scale efficiently while delivering a superior client experience. As a Senior Wealth Manager, you'll play a critical role in our mission to transform the industry. You'll

from: linkedin.com - 7 days ago

Royal Business Bank - New York, NY, United States

quality of the Bank's lending portfolio and compliance of lending practice. Duties include efforts to minimize portfolio losses; provide senior management with accurate assessment of loan portfolio; ensure

from: linkedin.com - 11 days ago

Morgan Stanley - New York, United States

POSITION SUMMARY: The Private Wealth Management Senior Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions related to the Complex. In conjunction between $150,000 and $185,000 per year

from: efinancialcareers.com - 10 days ago

Coda Search│Staffing - New York, NY, United States

, and market movements. Risk Reporting: Prepare regular risk reports and presentations for senior management and investment committees. Clearly articulate key risk metrics, trends, and insights to facilitate

from: linkedin.com - 18 days ago

Mission Staffing - New York, NY, United States

and CDD policies. Monitor changes to AML rules and regulations across designated jurisdictions and assist the Firm’s Compliance Officer, Compliance Manager or Senior Compliance Specialist, and Compliance

from: linkedin.com - 28 days ago

Morgan Stanley - New York, United States

- Interpret model outputs and communicate findings to stakeholders, including risk managers, capital, front office, and senior management - Develop analytical tooling to support FRTB capital analysis - Conduct between $85,000 and $140,000 per year

from: efinancialcareers.com - 10 days ago

Goldman Sachs - New York, United States

deadlines Highly motivated, reliable, and accountable Ability to work with a range of senior managers, peers and junior colleagues and build smooth working relationships Strong project management, analytical Competitive

from: efinancialcareers.com - 11 days ago