Legal Adviser Jobs in New York, NY

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Vice President, ETF Advisor Compliance  

BNY Mellon - New York, NY, United States

develop and implement procedures to meet existing and upcoming requirements. Maintains strong working relationships with peer compliance teams, senior management, Legal and Risk Conducts fund and adviser

from: linkedin.com (+1 source) - 11 days ago

Legal & Compliance Associate  

Reputable Staffing, Inc. - New York, NY, United States

trade review compliance program Support overall functions of the Legal & Compliance Depart for the firm's investment adviser & broker-dealer. Qualifications: 2-3 years of experience working

from: linkedin.com - 27 days ago

Legal, Asset Management Attorney, Vice President - New York/Dallas  

Goldman Sachs - New York, United States

of, and formulation of strategic responses to, shifting legal and regulatory frameworks. Preferred Experience and Qualifications: 4+ years related legal experience in a well-regarded law firm or an in-house role Competitive

from: efinancialcareers.com - 7 days ago

General Counsel Jobs JDHuntr 56696 Counsel, Corporate Secretary, New York, NY  

In House Jobs | JDHuntr - New York, NY

officers on the interplay with local legal and regulatory requirements for regulated or non-related subsidiaries. *Act as legal adviser to the subsidiaries' directors and audit committee members. *Provide

from: get.it - More than 30 days ago

General Counsel Jobs JDHuntr 60575 Associate Counsel, Corporate $150K - $175K, New York, NY  

In House Jobs | JDHuntr - New York, NY

, business development, investor relations and operations) and outside counsel and other advisers on significant legal matters. $150,000 - $175,000 "A company or JDHuntr may amend or withdraw jobs and reserves

from: get.it - More than 30 days ago

Compliance Specialist  

Marsh McLennan - New York, NY, US

program. Support internal andexternal audits. Stay abreast of regulatory and legal developments and best practices governing investment advisers, investment companies and trust companies. What you need

from: jobvertise.com - 29 days ago

In House Counsel Jobs New York | JDHuntr 63445 Legal Counsel, Funds $200K - $220K (Hybrid), New York, NY  

In House Jobs | JDHuntr - New York, NY

adopted by the SEC. *Advising on the development of new funds and other investment products and initiatives. *Handling legal and regulatory matters relating to the firm's registration and activities

from: get.it - More than 30 days ago

In House Counsel Jobs New York | JDHuntr 40093 Associate General Counsel, New York, NY  

In House Jobs | JDHuntr - New York City, NY

the legal and compliance department of our growing investment management firm. assisting with, and assuming responsibility for, various matters ranging from investment adviser compliance, reviewing

from: get.it - More than 30 days ago

Corporate Legal Counsel  

Atria Consulting - Jersey City, New Jersey

We are seeking an experienced attorney with a knack for business and transactions to join the legal team in New Jersey as a senior adviser on critical corporate matters, to spearhead transactions

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from: resume-library.com - 10 days ago

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Legal Adviser in New York, ny