Legal Adviser Jobs

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Legal & Compliance Associate  

Reputable Staffing, Inc. - New York, NY, United States

trade review compliance program Support overall functions of the Legal & Compliance Depart for the firm's investment adviser & broker-dealer. Qualifications: 2-6 years of experience working

from: linkedin.com - 8 days ago

Senior Legal Counsel - Private Funds  

Rockwood Search - New York, NY, United States

. This is a senior level role due to firm growth in assets, products and global footprint. Successful candidates should have deep legal knowledge with regard to private fund and SMA formation, offering, structuring

from: linkedin.com - 26 days ago

Compliance Counsel  

Edward Jones - Jefferson City, United States (+3 locations)

​​​What you'll need... J.D. and license to practice law that is active and in good standing At least 3 years of legal and/or compliance experience required, preferably in the securities (or other highly Competitive

from: efinancialcareers.com - 8 days ago

Investment Banking - Equity Capital Markets, Consumer/Retail - Analyst  

JPMorgan Chase Bank, N.A. - New York, NY

. Job Responsibilities * Execute transactions: support due diligence, document preparation, negotiation etc and liaising with relevant counterpart at the client/other advisers (accounting, legal, etc) * Working with J.P

from: JPMorgan Chase Bank, N.A. - 4 days ago

Investment Banking - Healthcare - Analyst  

JPMorgan Chase Bank, N.A. - New York, NY

. Job Responsibilities * Execute transactions: support due diligence, document preparation, negotiation etc and liaising with relevant counterpart at the client/other advisers (accounting, legal, etc) * Working with J.P

from: JPMorgan Chase Bank, N.A. - 6 days ago

Senior Compliance Analyst  

Allspring Global Investments - Boston, MA / Menomonee Falls, WI / Charlotte, NC

agreements, legal documents, policies & procedures, and regulatory guidelines (e.g. Investment Advisers/Company Act, and other laws as applicable) Strong analytical skills with high attention to detail

from: milwaukeejobs.com - 9 days ago

Counsel for Regulatory and Wealth Management  

Old National Bank - Chicago, IL / Evansville, IN / Indianapolis, IN / 2 more...

and subsidiaries of Old National, but also support other areas of the bank as needed Provide legal advice on the Investment Advisers Act, Regulation R, fiduciary activities of national banks, and OCC requirements

from: milwaukeejobs.com - 10 days ago

Investment Banking - Financial Sponsors Group, Infra - Senior Analyst/ Associate  

JPMorgan Chase Bank, N.A. - New York, NY

and commitment to success. Job Responsibilities * Execute transactions: support due diligence, document preparation, negotiation etc and liaising with relevant counterpart at the client/other advisers (accounting

from: JPMorgan Chase Bank, N.A. - 8 days ago

ASSISTANT STW PROSECUTOR-ATTORNEY-DLA - 41001017  

State of Florida - FORT MYERS, FL, US

Statewide Grand Jury Legal Adviser, under the direction and supervision of a Bureau Chief Assistant Statewide Prosecutor. Qualifications: Membership in the Florida Bar and three years of criminal trial law

from: State of Florida - 15 days ago

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Legal & Government Relations Specialist (Dist.3 - HCMC)  

IDP Education Ltd - Ho Chi Minh City, VN

as legal adviser for multinational company (advising experience in labor law, investment & corporate law is preferred). Fluently in both English & Vietnamese (in both writing & presentation). Excellent

from: jobscore.com - More than 30 days ago


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