Head Compliance Jobs in New York, NY

Crédit Agricole CIB - New York, NY, United States

The team manager will develop and implement Project Management and assurance methodology, challenge framework and templates for independent...

from: linkedin.com - 16 days ago

The PeterSan Group and PeterSan Legal Staffing - New York, NY, United States

to hire a General Counsel/Chief Compliance Officer. As head of the legal and compliance function, the GC will guide the philosophy and strategy of the organization’s legal and regulatory matters and advise

from: linkedin.com - 9 days ago

Deutsche Bank - New York, United States

Job Description: Job Title Compliance Officer - Head of Origination & Advisory - Director Corporate Title Director Location New York, NY Overview As the Compliance Officer - Head of Origination salary range for this position in New York City is $170,000 to $280,500

from: efinancialcareers.com - 11 days ago

Bank of China USA - , NY, United States

regulatory requirements · Contribute to the implementation of the RDA compliance actions and coordination with other relevant systems · Support the RDA related requests from the Head Office and/or regulators

from: linkedin.com - 5 days ago

AlTi Tiedemann Global - , NY, United States

to excellence, we want you to join us. To learn more visit www.alti-global.com Job Description Reporting to the Head of Global Tax, AlTi is seeking a tax professional who will take a lead role in managing the tax

from: linkedin.com - 14 days ago

Deutsche Bank - New York, United States

programs What You'll Do Conduct Compliance Testing reviews of the Firm's Institutional FIC Sales and Trading businesses under the direction of the Americas Head of CT&A to assess and review compliance salary range for this position in New York City is $125,000 to $ 183,500

from: efinancialcareers.com - Yesterday

Private Equity Firm - New York, NY, United States

heads across all groups. Compensation: $250,000 - $300,000 base salary plus bonus Location: New York, New York Responsibilities as the Compliance Managing Director: Lead compliance for the Team, ensuring

from: linkedin.com - 15 days ago

Crédit Agricole CIB - New York, NY, United States

Office personnel, Head Office Compliance personnel, and IT support. Key External Contacts: The employee may have occasion to interact with external auditors and/or regulators during exams. KNOWLEDGE

from: linkedin.com - 15 days ago

bizjobz LLC - New York, NY, US

their capital call obligations Assist head of tax compliance with all tax payments and filings throughout the year. Ensure tax remains coordinated with Treasury to make all quarterly tax payments Process and mail

from: jobvertise.com - Yesterday

BNP Paribas - New York, NY, United States

reports into the U.S. Head of Global Equities Compliance. The Compliance Officer covering the ECM businesses will be part of a larger team responsible for compliance coverage and challenge for the firm’s

from: linkedin.com - 16 days ago