Compliance Monitoring Jobs in New York, NY

Kashable - New York, NY, United States

: ● Perform compliance testing and monitoring of regulations such as FDCPA; SCRA, E-Sign, ECOA and phone call/text message monitoring. ● Assist in responding to partner or audit requests. ● Provide assistance

from: linkedin.com - 6 days ago

Goldman Sachs - New York, United States

Management Compliance is seeking an Associate/Vice President to join our team and be based out of the New York office. As part of this team, the primary responsibilities will include: Monitoring and conducting Competitive

from: efinancialcareers.com - 2 days ago

BNY Mellon - New York, NY, United States

-related compliance program testing and monitoring; assists with preparation of compliance-related board and business line reporting, Assists with preparation of regulatory reporting (Form ADV; Form PF; etc

from: linkedin.com (+1 source) - 6 days ago

Bank of China USA - , NY, United States

support duties. He or she will also perform BSA/AML related control and assists with BSA/AML related projects and tasks. Job Responsibilities: Include but not limited to: BSA/AML/Consumer Compliance

from: linkedin.com - 6 days ago

Goldman Sachs - New York, United States

and Monitoring Team works very closely with the Corporate Treasury division, various Global Banking and Markets teams, as well as Compliance, Legal and Internal Audit to ensure the Bank is being properly monitored Competitive

from: efinancialcareers.com - 2 days ago

Atlantic Group - New York, NY, United States

respective processes. Manage the preparation/review of Management Company financial statements and budgeting. Assist with quarterly valuation templates, deal-closing procedures, and portfolio monitoring

from: linkedin.com - 6 days ago

Ascendo Resources - New York, NY, United States

Assist with review of deals for compliance with 40 Act restrictions Track deal flow for the funds Assist with the 40 Act compliance monitoring and testing program Participate in reviewing and analyzing

from: linkedin.com - 10 days ago

Santander Holdings USA Inc - New York, United States

Description: Ensures adherence to the policies and procedures established by the company. Manages policy, standard definition and monitoring of policy, standard implementation, ensuring harmonization Competitive

from: efinancialcareers.com - 9 days ago

Royal Business Bank - New York, NY, United States

portfolio by collecting, analyzing financial and prepare annual loan review to evaluate and ensure the credit maintains its financial covenant. Ongoing monitoring or credit/Covenant Compliance. Manage

from: linkedin.com - 11 days ago

Havas Media Network - New York, NY, United States

of the group.Establishing and nurturing strong relationships with the client teams, serving as a liaison between the billing team and client teams.Monitoring and training staff involved in the various billing processes

from: linkedin.com - 11 days ago