Compliance Monitoring Jobs in New York, NY
Capital One - Newark, United States (+2 locations)
Develop and implement reporting to enable enterprise-wide governance and oversight processes for monitoring compliance with the new E1 exceptions management framework and processes Provide subject matter
from: us.lifeworq.com - 3 days ago
Capital One - New York, United States
, and processes to identify root causes for KYC issues and recommend/lead related remediation efforts Ensure preventive and detective KYC controls and monitoring programs are in place and provide adequate coverage
from: us.lifeworq.com - 3 days ago
FinTrust Connect - , NY, United States
and compliance requirements. Experience working with industry-standard transaction monitoring systems, Strong analytical and investigative skills, with an eye for detail. Excellent communication skills to convey
from: linkedin.com - 4 days ago
Insight Global - New York, NY, United States
organization The analyst will ensure trades are settled accurately and on time with minimal exceptions, as well as meet client service offering in reduced fail rates through enhanced incoming receipts monitoring
from: linkedin.com - 4 days ago
Wellington Management Company, LLP - New York, United States
Guideline Monitoring, Investment Operations, or Investment Compliance experience and/or an understanding of different regulatory regimes would be advantageous but not required Be self-confident, a self Competitive
from: efinancialcareers.com - Yesterday
Lisson Gallery - New York, NY, United States
statement reconciliations · Weekly and monthly monitoring of the purchase ledger performance ensuring a consistent level of quality and compliance is delivered · Continuous review of internal processes Key
from: linkedin.com - 6 days ago
Eton Bridge Partners Ltd - , NY, United States
compliance and accuracy. Responsible for monitoring ongoing sales tax audits, provide educated advice and respond to any queries. Lead projects concerning sales tax, including research and implementation
from: linkedin.com - 6 days ago
JPMorgan Chase Bank, N.A. - New York, NY
Officer by, among other things, providing day-to-day guidance to all stakeholders, continuing to build out and enhance the Swap Dealer and Security-Based Swap Dealer Compliance programs, and monitoring
from: JPMorgan Chase Bank, N.A. - 2 days ago
New York, NY, United States
, thanks. JOB DESCRIPTION: Minimum of 3 years experience in Trade and Transaction Reporting, Compliance or control analytics function Overall Summary of the Job: The Trade and Transaction Reporting team
from: linkedin.com - 6 days ago
Insight Global - New York, NY, United States
client service offering in reduced fail rates through enhanced incoming receipts monitoring and inventory management. The analyst will help maintain compliance with client asset segregation and settlement
from: linkedin.com - 6 days ago
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