Compliance Monitoring Jobs in New York, NY

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Manager, ExceptionsOne Reporting & Governance, ES Risk  

Capital One - Newark, United States (+2 locations)

Develop and implement reporting to enable enterprise-wide governance and oversight processes for monitoring compliance with the new E1 exceptions management framework and processes Provide subject matter

from: us.lifeworq.com - 3 days ago

Manager - KYC Compliance Advisor  

Capital One - New York, United States

, and processes to identify root causes for KYC issues and recommend/lead related remediation efforts Ensure preventive and detective KYC controls and monitoring programs are in place and provide adequate coverage

from: us.lifeworq.com - 3 days ago

Anti-Money Laundering Analyst  

FinTrust Connect - , NY, United States

and compliance requirements. Experience working with industry-standard transaction monitoring systems, Strong analytical and investigative skills, with an eye for detail. Excellent communication skills to convey

from: linkedin.com - 4 days ago

Settlement Analyst  

Insight Global - New York, NY, United States

organization The analyst will ensure trades are settled accurately and on time with minimal exceptions, as well as meet client service offering in reduced fail rates through enhanced incoming receipts monitoring

from: linkedin.com - 4 days ago

Guideline Monitoring Analyst  

Wellington Management Company, LLP - New York, United States

Guideline Monitoring, Investment Operations, or Investment Compliance experience and/or an understanding of different regulatory regimes would be advantageous but not required Be self-confident, a self Competitive

from: efinancialcareers.com - Yesterday

Finance Manager  

Lisson Gallery - New York, NY, United States

statement reconciliations · Weekly and monthly monitoring of the purchase ledger performance ensuring a consistent level of quality and compliance is delivered · Continuous review of internal processes Key

from: linkedin.com - 6 days ago

Head of Indirect Tax  

Eton Bridge Partners Ltd - , NY, United States

compliance and accuracy. Responsible for monitoring ongoing sales tax audits, provide educated advice and respond to any queries. Lead projects concerning sales tax, including research and implementation

from: linkedin.com - 6 days ago

Compliance Risk Management Director - Executive Director  

JPMorgan Chase Bank, N.A. - New York, NY

Officer by, among other things, providing day-to-day guidance to all stakeholders, continuing to build out and enhance the Swap Dealer and Security-Based Swap Dealer Compliance programs, and monitoring

from: JPMorgan Chase Bank, N.A. - 2 days ago

Trade and Reporting Specialist  

New York, NY, United States

, thanks. JOB DESCRIPTION: Minimum of 3 years experience in Trade and Transaction Reporting, Compliance or control analytics function Overall Summary of the Job: The Trade and Transaction Reporting team

from: linkedin.com - 6 days ago

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Settlements Analyst  

Insight Global - New York, NY, United States

client service offering in reduced fail rates through enhanced incoming receipts monitoring and inventory management. The analyst will help maintain compliance with client asset segregation and settlement

from: linkedin.com - 6 days ago


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