Compliance Manager Jobs in New York, NY

Solomon Page - New York, NY, United States

We are working on a new Compliance Manager role with a Broker-Dealer client in lower Manhattan. Our client is a full-service, integrated financial services firm that provides investment guidance

from: linkedin.com - 7 days ago

SBG Funding - New York, NY, United States

Sr. Compliance Manager About SBG Funding SBG Funding is one of the nation’s leading sources of business funding. We are a forward-thinking niche financing firm with years of experience

from: linkedin.com - 8 days ago

Northeast Healthcare Recruitment, Inc. - Brooklyn, New York, United States (+1 location)

qualified and experienced Revenue Cycle Compliance Manager to oversee the operations of the Revenue Cycle Billing and Reimbursement Compliance function across the enterprise. The primary responsibility

from: nursingjobcafe.com (+1 source) - 29 days ago

Lexitas Legal Talent Outsourcing - New York, NY, United States

Our client, a not-for-profit, seeks to hire a Corporate Compliance Manager to support their overall corporate compliance and corporate governance functions. The corporate compliance function includes

from: linkedin.com - 9 days ago

Lime Trading - New York, NY, United States

Compliance Analyst- EComms Surveillance/Registrations Manager Conduct eComms surveillance for the Firm. Update Firm lexicon. Manage case management and escalation processes. Maintain CRD and NFA

from: linkedin.com - 5 days ago

Mizuho Bank - New York, NY

transactions to the Anti-Money Laundering (AML) Compliance Manager. The Analyst is responsible for reviewing the AML cases generated, by conducting research, documenting the investigations, and providing initial

from: Mizuho Bank - 4 days ago

Phaxis - New York, NY, United States

Develop and oversee IT compliance and IT Risk strategies, ensuring alignment with regulatory requirements and industry standards. Stay...

from: linkedin.com - 6 days ago

Primary Care Development Corporation (PCDC) - New York, NY, United States

development lenders and advocates dedicated to catalyzing excellence in primary care to ensure we can meet a client’s needs, regardless of project size. Position Overview The Capital Investment CDFI Compliance

from: linkedin.com - 13 days ago

Capital One - New York, United States

Center 2 (19050), United States of America, McLean, Virginia Manager - KYC Compliance Advisor Job Description: The Know Your Customer (KYC) Compliance Manager, performs a key risk management role Competitive

from: efinancialcareers.com - 11 days ago

Axos Bank - New York, NY, United States

including Relationship Managers, Treasury Management Sales Officers, Operations and Compliance to facilitate a smooth transition for clients while adhering to defined service level agreements and providing

from: linkedin.com - 2 days ago