Compliance Manager Requirements Jobs in New York, NY

Valley Bank - New York, NY, United States

initiatives, activities and programs. Report all significant matters, issues and unusual customer activity to Manager maintaining personal knowledge of compliance and regulatory requirements. Maintains

from: linkedin.com - Yesterday

Bank of China USA - , NY, United States

/consultant Talent Acquisition functions including staffing planning, sourcing, applications/resumes tracking, screening, interview and selection, offer management and compliance with regulatory requirements

from: linkedin.com - Yesterday

HARDESTY & HANOVER - New York , New York 10001 , United States

, and client invoicing requirements Examine unbilled costs & unpaid invoices monthly, to maximize billing and collection potential Review invoice submissions from sub-consultants to ensure compliance

from: jobtarget.com - 4 days ago

Valley Bank - New York, NY, United States

initiatives, activities and programs. Report all significant matters, issues and unusual customer activity to Manager maintaining personal knowledge of compliance and regulatory requirements. Maintains

from: linkedin.com - 4 days ago

Valley Bank - New York, NY, United States

) etc. Participates in and supports CRA initiatives, activities and programs. Report all significant matters, issues and unusual customer activity to Manager maintaining personal knowledge of compliance

from: linkedin.com - 7 days ago

DOCTORS CHOICE PLACEMENT SERVICES, INC. - New York, United States

and internal staff. Advises manager of possible trends in inappropriate utilization (under and/or over), and other quality of care issues. Develops and ensures compliance with policies, procedures, bylaws

from: doccafe.com - Yesterday

DWS Group - New York, NY, United States

products and asset management services. • Assist the CCO with conducting the Annual Certification of Compliance and Supervisory Processes requirements under FINRA Rule 3130 • Provide analysis and guidance

from: linkedin.com - 9 days ago

Mashreq - , NY, United States

to Country Manager and IBG Compliance in order to bring procedures / processes in line with the requirements. Manage Regulatory Examinations; ensure implementation/regularization of inspection / audit

from: linkedin.com - 14 days ago

JPMorgan Chase Bank, N.A. - New York, NY

risk, controls, compliance, and regulatory requirements * Documents blockers and impediments to aid with dependency management and resource availability * Collaborates with the Product Delivery Manager

from: JPMorgan Chase Bank, N.A. - 3 days ago

Cardea Group - New York, NY, United States

consultant Requirements: 10 years (plus/minus) of regulatory compliance experience within an investment manager JD required. Big law experience required. Exemplary career achievements; individual must

from: linkedin.com - 14 days ago