Compliance Manager Qualifications Jobs in New York, NY

Early Warning® - New York, NY, United States

communication, organization, and presentation skills. · Effective influence management skills with experience challenging peers and managers with contrasting views. · Ability to direct a team on managing risk

from: linkedin.com - 8 days ago

Marcum Search - New York, NY, United States

activities and formulate strategic recommendations for the company's financial direction. Qualifications for the Accounting Manager Position: Must have a Bachelor's degree in Accounting, Finance, or a related

from: linkedin.com - 8 days ago

Goldman Sachs - New York, United States

or Consumer Compliance experience (a Financial Engineering qualification, CFA, PRMIA/FRM qualifications or CPA, CRCM) Fluency in French, Spanish, German, Japanese, Korean, or Mandarin Chinese is a plus ABOUT Competitive

from: efinancialcareers.com - 6 days ago

New York, NY, United States

a plus Certification in Compliance or related field (e.g., Certified Regulatory Compliance Manager - CRCM). Familiarity with debt settlement Understanding of Regulations such as TSR, UDAAP, Regulation Z

from: linkedin.com - 14 days ago

Brave New World Services LLC - , NY, United States

responsible and ensuring compliance with safety standards. Required and Preferred Experience/Qualifications: • Excellent organizational, time-management, and communication skills. • Ability to establish

from: linkedin.com - 17 days ago

Robert Half - US - New York, United States

work and trade break root cause analysis. • Point of contact for Product Control, Internal/External Audit, Compliance. Qualifications • 3 to 6+ years Trade Operations or Middle Office experience within $85k - $110k

from: efinancialcareers.com - 2 days ago

JML Search LLC - New York, NY, United States

and service providers to ensure quality, timely completion, and adherence to budgetary constraints. Compliance: Stay abreast of regulations and safety standards, ensuring full compliance to maintain

from: linkedin.com - 17 days ago

Hays - New York, NY, United States

regulations and protocols - Provide regular progress reports to the project manager and other stakeholders Qualifications - Minimum of 10 years of experience as a Civil Superintendent - Experience in roads

from: linkedin.com - 26 days ago

JPMorgan Chase Bank, N.A. - New York, NY

with Market Manager to address any remediation needed Required qualifications, capabilities and skills * 7+ years of experience with supervision of securities / investment industry * Licenses required

from: JPMorgan Chase Bank, N.A. - 8 days ago

Coda Search│Staffing - New York, NY, United States

. Collaboration: Collaborate closely with portfolio managers, traders, quantitative analysts, and other internal stakeholders to foster a culture of risk awareness and accountability. Qualifications: Bachelor's

from: linkedin.com - 27 days ago