Compliance Financial Services Jobs in New York, NY

East End Resources - New York, NY, United States

The candidate must have at least a Bachelor’s degree or equivalent, impeccable professional background, and at least 4 years of relevant...

from: linkedin.com - 13 days ago

Atlantic Group - New York, NY, United States

Degree in related field. 5-15 years of HR admin experience within Financial Services and/or entrepreneurial high growth firms. Payroll & Benefits experience a must. Advanced proficiency in Microsoft Excel

from: linkedin.com - 13 days ago

Citi - New York, United States

) Demonstrated knowledge in area of focus Education: Bachelor's degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal $129,840.00 - $194,760.00

from: efinancialcareers.com - 9 days ago

New York Life Insurance Company - New York, NY, United States

FINRA/SIPC), a Licensed Insurance Agency and a New York Life company. 2. Wealth management and advisory services offered by Financial Advisors of Eagle Strategies LLC, a Registered Investment Adviser

from: linkedin.com - 2 days ago

Sumitomo Mitsui Banking Corporation – SMBC Group - New York, NY, United States

that include commodity finance. Deep knowledge of Compliance matters relating to the financial services sector. Substantial experience in and high-level knowledge of trade finance, operations, compliance

from: linkedin.com - 9 days ago

Goldman Sachs - New York, United States

with a team of security experts in a diverse set of security topics including, but not limited to, security architecture, financial controls and regulatory compliance, identity and access management Competitive

from: efinancialcareers.com - Yesterday

FIFTEEN WEST - New York, NY, United States

to open further locations in 2021. They work across Professional Services, Financial Services and Commerce & Industry and placing candidates within Legal, Compliance, Risk Management, Tax, Consulting

from: linkedin.com - 10 days ago

Phaxis - New York, NY, United States

in Computer Science, Information Security, or related field (Master's preferred). 10+ years of experience in IT compliance, governance, or related roles, with a focus on the financial services industry. Expert

from: linkedin.com - 6 days ago

JPMorgan Chase Bank, N.A. - New York, NY

in relevant technical or quantitative fields (e.g. Finance, Accounting, Business, Economics, Computer Science, etc.) or comparable work experience required * 10+ years of financial services experience

from: JPMorgan Chase Bank, N.A. - 7 days ago

Lime Trading - New York, NY, United States

) are adequately licensed or pass the appropriate exams. Conduct email surveillance and assist with ad hoc tasks Manage Compliance Office governance system. Role Requirements : Minimum of 3 years of compliance

from: linkedin.com - 5 days ago