Chief Compliance Jobs in New York, NY

Simmons & Hanbury - , NY, United States

Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Primary Accountabilities

from: linkedin.com - 3 days ago

Lime Trading - New York, NY, United States

Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading

from: linkedin.com - 10 days ago

Larson Maddox - New York, United States

A Business to Business (B2B) payments tool is hiring a Chief Compliance Officer in the New York City Office. Location: Hybrid in New York City The Chief Compliance Officer will be responsible USD200000 - USD350000 per annum

from: efinancialcareers.com - 7 days ago

Cardea Group - New York, NY, United States

General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO

from: linkedin.com - 12 days ago

BGC Group - New York, NY, United States

Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week) Firm Overview

from: linkedin.com - 12 days ago

Marsh McLennan - New York, NY, US

the firm. This role reports directly to the Chief Compliance Officer, Canada Investments. What is in it for you? Work for a global company with a strong brand A culture of internal mobility, collaboration

from: jobvertise.com - 5 days ago

Cardea Group - New York, NY, United States

Compliance Associate (New York, NY): Our client, a large asset manager with over $30 billion in assets, is currently seeking a driven Compliance Associate. Under the supervision of the Chief

from: linkedin.com - 5 days ago

Phaxis - New York, NY, United States

the preparation of the Annual Chief Compliance Officer (CCO) Report for the SEF, along with other mandated reports. Interface with technology support and risk management to ensure compliance with Firm policies

from: linkedin.com - 10 days ago

Goldman Sachs - New York, United States

, Engineering, Risk, Finance and Audit stakeholders. Knowledge of SEC, CFTC & NFA swap regulations is preferred to uplift the compliance program and assist the firm's swap dealing entities and their Chief Competitive

from: efinancialcareers.com - 10 days ago

Chardan - New York, NY, United States

. · Participate in the drafting of compliance related policies and procedures. · Perform ad-hoc special projects as assigned by the Chief Compliance Officer. Job Qualifications · Bachelor's degree in a related

from: linkedin.com - 5 days ago