Chief Compliance Jobs

Simmons & Hanbury - , NY, United States

Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Primary Accountabilities

from: linkedin.com - 2 days ago

JW Michaels & Co. - , CA, United States

Demonstrated experience working with auditors and regulators on all compliance related matters; conduct compliance audits, risk assessments...

from: linkedin.com - 3 days ago

Comerica - Dallas, Texas

Deputy Chief Compliance Officer The Deputy Chief Compliance Officer role provides support to the Chief Compliance Officer (CCO) in managing the Compliance function within the organization. The Deputy

from: resume-library.com - 6 days ago

Lime Trading - New York, NY, United States

Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading

from: linkedin.com - 9 days ago

Cardea Group - New York, NY, United States

General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO

from: linkedin.com - 11 days ago

Midland States Bank - St. Louis , Missouri 63146 , United States

– to include programs administered by the Company’s Compliance officers. The Chief Compliance Officer (“The CCO”) assesses the extent to which our policies, business processes and procedures conform to our Code

from: jobtarget.com - 5 days ago

Larson Maddox - Chicago, IL, United States

We are seeking a seasoned Global Compliance Officer with over 10 years of demonstrated expertise in the financial services industry...

from: linkedin.com - 13 days ago

BGC Group - New York, NY, United States

Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week) Firm Overview

from: linkedin.com - 11 days ago

Touro University - Great Falls, United States

policies should be sent to Nicole Barnett, 50 West 47th Street, 12th Floor, New York, New York, 10036, nicole.barnett@touro.edu (646-565-6285) or, alternatively, to the Chief Compliance Officer at compliance

from: us.lifeworq.com (+1 source) - 6 days ago

Larson Maddox - Chicago, IL, United States

Our client, a global trading firm is looking to bring on a Deputy Chief Compliance Officer at their Chicago office You'll play a pivotal role in overseeing their global compliance program

from: linkedin.com - 18 days ago