Bank Compliance Jobs in New York, NY

Atlantic Group - , NY, United States

Compliance: risk, trade surveillance from a Hedge Fund Bank/Investment Management : Contract Negotiations, NDAs Paralegal with FS Clients : experience with negotiating NDAs, vendor agreements [38061]

from: linkedin.com - 12 days ago

Fusion Staffing Partners - New York, NY, United States

meetings Perform industry and market trend analysis and advise the business on findings Provide transparent credit opinions to senior management Confirm that transactions are in compliance with the bank

from: linkedin.com - 2 days ago

Larson Maddox - New York, United States

with other Compliance teams, including Bank Regulatory; Regulatory Change and Policy; Licensing and Registration; Personal Account Dealing, including Outside Business Activities and Personal Investments USD11000 - USD160000 per annum

from: efinancialcareers.com - 8 days ago

Madison-Davis, LLC - New York, NY, United States

. • Assist with BSA/AML Compliance training development and updates for new employees and other Bank departments. • Gather and provide data for quarterly Compliance Committee of the Board reports and updating

from: linkedin.com - 2 days ago

, NY, United States

, facility limits and collateral information. Ensure timely review and update of RCSA and audit issues to avoid non-compliance to the Bank’s requirements. Annual base salary is $139,150 to $184,900.

from: linkedin.com - 2 days ago

Deutsche Bank - New York, United States

Job Description: Job Title Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - Rates Corporate Title Vice President Location New York, NY Overview You will focus salary range for this position in New York City is $125,000 to $203,000

from: efinancialcareers.com - 11 days ago

QUANTEAM - North America (RAINBOW PARTNERS Group) - New York, NY, United States

, Geneva, Lisbon, Porto and Casablanca. Context: Our client, a leading investment bank based in New York City, is seeking a dynamic and experienced professional to join their team as a Compliance Risk

from: linkedin.com - 4 days ago

Bank of China USA - , NY, United States

/AML/Consumer Compliance Policy and Procedures Review Appropriately respond to positive hits detected by Bank’s AML or OFAC Check system as directed Assist with administration of BSA/AML and other

from: linkedin.com - 5 days ago

Deutsche Bank - New York, United States

, legal and compliance to implement and manage Deutsche Bank policies and procedures; support business platform through assisting with strategic initiatives Skills You'll Need Previous experience at a major salary range for this position in New York City is $135K to $175K

from: efinancialcareers.com - 7 days ago

Bank of China USA - , NY, United States

activities, bank deposit operations, and legal compliance function, as well as solid knowledge of risk applications and metrics for retail and commercial banking · Demonstrate excellent communication

from: linkedin.com - 5 days ago