Compliance Monitoring Officer Jobs in New Brunswick, NJ

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Swap Compliance Lead  

Larson Maddox - New York, NY, United States

Our client is looking for an experienced Compliance Officer to join their Swap Execution Compliance team. In this role, you will support the Swap Execution Chief Compliance Officer (CCO

from: linkedin.com - 18 days ago

Senior Compliance Officer  

Cardea Group - New York, NY, United States

Deputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief Compliance Officer to join

from: linkedin.com - 18 days ago

Compliance Officer  

S&P Global - New York, United States

About the Role: Grade Level (for internal use): 12 The Role: Compliance Officer The Compliance Officer role is based in Englewood or New York and the successful candidate will be responsible Competitive

from: efinancialcareers.com - 17 days ago

Corporate Banking Quality Control Unit VP  

Bank of China USA - , NY, United States

a large, multifaceted portfolio of commercial loans. · Ensure timely completion of post lending management tasks such as periodic reviews, covenant compliance monitoring, obtaining borrowers’ financial

from: linkedin.com - 21 days ago

Banking Department - BSA Officer Associate/AVP  

Bank of China USA - , NY, United States

support duties. He or she will also perform BSA/AML related control and assists with BSA/AML related projects and tasks. Job Responsibilities: Include but not limited to: BSA/AML/Consumer Compliance

from: linkedin.com - 21 days ago

Compliance Officer- Control Room  

Larson Maddox - New York, United States

A Trillion-dollar Financial Services firm is looking to add a Compliance Officer- Control Room to their team! In this role, you will carry out the Second Line of Defense monitoring and trade USD100000 - USD140000 per annum

from: efinancialcareers.com - 21 days ago

In House Counsel Jobs California | JDHuntr 51426 General Counsel & Chief Compliance Officer, Princeton, NJ  

In House Jobs | JDHuntr - Princeton, NJ

In House Counsel Jobs California | JDHuntr 51426 General Counsel & Chief Compliance Officer, Princeton, NJ To apply go to JDHuntr.com *Oversee the development, adaptation, implementation, monitoring

from: get.it - More than 30 days ago

In House Counsel Jobs | JDHuntr 46379 Chief Compliance & Regulatory Officer, New York, NY  

In House Jobs | JDHuntr - New York City, NY

In House Counsel Jobs | JDHuntr 46379 Chief Compliance & Regulatory Officer, New York, NY To apply go to JDHuntr.com Develop, implement, and maintain broker -dealer and alternative trading systems

from: get.it - More than 30 days ago

Corporate Compliance Program Manager and Auditor  

University Hospital New Jersey - Newark, NJ

Responsibilities The Corporate Compliance Program Manager and Auditor serves as a resource to assist the Chief Compliance Officer with activities related to corporate compliance auditing

from: careerbuilder.com - 6 days ago

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In House Counsel Jobs California | JDHuntr 49580 VP, Compliance Officer AML, New York, NY  

In House Jobs | JDHuntr - New York City, NY

In House Counsel Jobs California | JDHuntr 49580 VP, Compliance Officer AML, New York, NY To apply go to JDHuntr.com Provide assistance in preparing for impending regulatory changes or revisions

from: get.it - More than 30 days ago


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