Compliance Monitoring Jobs in Mount Vernon, NY

Coda Search│Staffing - New York, NY, United States

Job Description This Vice President – Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and covers the US businesses and certain global businesses, working

from: linkedin.com - 13 days ago

Madison-Davis, LLC - White Plains, NY, United States

). Responsibilities: • Responsible for administering, maintaining, coordinating and monitoring the Bank’s day-to-day compliance with BSA/AML/OFAC/CDD/EDD/KYC/FinCEN/USA Patriot Act, etc. • Responsible for managing

from: linkedin.com - 5 days ago

Smart IT Frame - Hackensack, New Jersey

objectives. Supervising and mentoring assigned accounting/finance team Developing systems and monitoring compliance with the various company/practice agreements Ensuring the practice is compliant

from: resume-library.com - 6 days ago

Cardea Group - New York, NY, United States

their Global Compliance team based in New York. This position will report directly to the firm’s Global CCO focusing on the general management, implementation and maintenance of the firm’s compliance monitoring

from: linkedin.com - 2 days ago

Phyton Talent Advisors - New York, NY, United States

This individual will be joining the Compliance Surveillance team, responsible for monitoring trading in all asset classes to detect trading activity that could adversely affect the firm and its

from: linkedin.com - 2 days ago

S&P Global - New York, United States

for supporting the implementation and monitoring of the Compliance Program primarily for S&P Global Ratings in North America. The role involves a range of activities, including assisting in providing a Compliance Competitive

from: efinancialcareers.com - Yesterday

The Lawt - New York, NY, United States

audits. Reviewing and monitoring AML/KYC alerts to ensure compliance with the Firm’s policies and procedures. Identify areas for improved efficiency and implementing creative solutions. Other

from: linkedin.com - 2 days ago

Larson Maddox - New York, NY, United States

to derivatives, swaps, or commodities products. Experience in trade surveillance, real-time market monitoring, and rule violation investigations. Proficiency in providing compliance guidance to business

from: linkedin.com - 2 days ago

Goldman Sachs - New York, United States

businesses a plus Assist with the monitoring, and testing of compliance programs Strong interpersonal skills and the ability to manage processes and drive change and accountability with key internal Competitive

from: efinancialcareers.com - Yesterday

Cloudbreak Compliance Group, LLC - White Plains, NY, United States

, reports, memoranda and other client deliverables Supporting and participating in client engagements including annual compliance program reviews and mock examinations Tracking and monitoring ongoing client

from: linkedin.com - 13 days ago