Compliance Officer Broker Dealer Jobs in New York, NY

Lime Trading - New York, NY, United States

Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading

from: linkedin.com - 2 days ago

JCW - New York, NY, United States

Title: Crypto Compliance Officer Location: New York, NY (hybrid) Company: Broker Dealer in the Crypto Sector A large broker-dealer is seeking a skilled and experienced Crypto Compliance Officer

from: linkedin.com - 13 days ago

Bloomberg - New York, United States

Facility), MIFID II benchmark activities, a US Broker-Dealer, and other regulated offerings globally. We are looking for a Swap Execution Facility (SEF) Compliance Officer to join our SEF Compliance team Competitive

from: efinancialcareers.com - 4 days ago

Hold Brothers - New York, NY

with compliance questions and other needs. Requirements Bachelor’s degree in law, finance, business management or a related field. 3+ years’ proven experience in a compliance officer role and broker/dealer-related 110,000 - 150,000

from: workable.com - 14 days ago

Goldman Sachs - New York, United States

candidate for Federation Compliance will satisfy some or all of the following criteria: At least 5 years of work experience including 3 years as a compliance officer or in a risk management or control Competitive

from: efinancialcareers.com - 16 days ago