Latest Compliance Advisor jobs in White Plains, NY

91 Compliance Advisor Jobs in White Plains, NY

Senior Wealth Manager, White Plains, NY Savvy Wealth - White Plains, NY, United States software that streamlines CRM, operations, compliance, client service, marketing, and lead generation, allowing advisors to scale efficiently while delivering a superior client experience. As a Senior Wealth More than 30 days ago
Senior Wealth Advisor, White Plains, NY Savvy Wealth - White Plains, NY, United States software that streamlines CRM, operations, compliance, client service, marketing, and lead generation, allowing advisors to scale efficiently while delivering a superior client experience. As a Senior Wealth More than 30 days ago
Manager - KYC Compliance Advisor Capital One - New York, United States Center 2 (19050), United States of America, McLean, VirginiaManager - KYC Compliance Advisor Job Description: The Know Your Customer (KYC) Compliance Manager, performs a key risk management role 3 days ago
Director- Equity Capital Markets Compliance Advisor BNP Paribas - New York, NY, United States The candidate will be responsible for providing compliance coverage to the Firm’s ECM business while also working closely with colleagues... 18 days ago
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Financial Advisor Equitable Advisors - Secaucus, NJ, United States powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive payouts o Our operation and compliance infrastructure support *LPL Financial 2 days ago
Vice President, ETF Advisor Compliance BNY Mellon - New York, United States for the role of VP, ETF ADVISOR COMPLIANCE to join our Investment Management Compliance team. This role is located in New York City, NY - HYBRID. In this role, you’ll make an impact in the following ways Competitive 3 days ago
Wealth Management Advisor Equitable Advisors - Stamford, CT, United States powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive payouts o Our operation and compliance infrastructure support *LPL Financial 13 days ago
Financial Services Professional Equitable Advisors - Secaucus, NJ, United States powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive payouts o Our operation and compliance infrastructure support *LPL Financial 27 days ago
Senior Wealth Advisor, Scarsdale, NY Savvy Wealth - Scarsdale, NY, United States software that streamlines CRM, operations, compliance, client service, marketing, and lead generation, allowing advisors to scale efficiently while delivering a superior client experience. As a Senior Wealth More than 30 days ago
Associate Financial Advisor Ameriprise Financial Services, LLC - , NY, United States products and services Success at planning/managing resources and high level of interpersonal skills Ability to adhere to rules and regulations as required by advisor and Ameriprise Financial Ability 4 days ago

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