Latest Compliance Advisor jobs in New York - JobisJob United States Mobile

87 Compliance Advisor Jobs in New York

Vice President, ETF Advisor Compliance BNY Mellon - New York, NY, United States for the role of VP, ETF ADVISOR COMPLIANCE to join our Investment Management Compliance team. This role is located in New York City, NY - HYBRID. In this role, you’ll make an impact in the following ways Yesterday
Director- Equity Capital Markets Compliance Advisor BNP Paribas - New York, NY, United States We are conducting a search for an experienced Compliance Officer to cover the Equity Capital Markets (“ECM”) business for BNP Paribas... 19 days ago
Manager - KYC Compliance Advisor Capital One - New York, United States Center 2 (19050), United States of America, McLean, Virginia Manager - KYC Compliance Advisor Job Description: The Know Your Customer (KYC) Compliance Manager, performs a key risk management role Competitive 4 days ago
Associate Financial Advisor Ameriprise Financial Services, LLC - , NY, United States products and services Success at planning/managing resources and high level of interpersonal skills Ability to adhere to rules and regulations as required by advisor and Ameriprise Financial Ability 5 days ago
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Partnership Tax, Senior Analyst (100% Remote) Ascension Search Partners - New York, NY, United States . Responsibilities Assist in the tax return compliance process by coordinating with external advisors to ensure timely filing of income tax returns and tax payments in all jurisdictions. Review multistate partnership 6 days ago
Compliance Associate Social Capital Resources LLC - New York County, New York -dealer regulation and regulatory environment Trade Surveillance experience is a must Must have working knowledge of Investment Advisors Act of 1940 Experience with Mutual Funds Familiarity within Yesterday
Senior Tax Compliance Associate The Goodkind Group, LLC - New York, NY, United States Senior Tax Compliance Associate Responsibilities: • Perform thorough and precise tax allocations for partnership income, ensuring accuracy and compliance. • Collaborate closely with financial 8 days ago
Tax Director AlTi Tiedemann Global - , NY, United States and review of the annual and quarterly income tax provision calculations and relevant SEC financial statement disclosures Manage and review AlTi’s federal, state, and local tax compliance, including engaging 9 days ago
VP of Finance ConsultNet - Brooklyn, New York of professionalism, accuracy, and efficiency. Manage relationships with external auditors, tax advisors, and banking institutions. Ensure compliance with all relevant financial regulations and Generally Accepted 2 days ago
Global Financial Crimes: Investment Management Financial Crimes Advisory Officer Morgan Stanley - , NY, United States Draft/revise and execute on policies Providing financial crimes subject matter expertise on changes in regulatory requirements and serving as an effective advisor to the business, legal, risk 11 days ago

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