Latest Compliance Advisor jobs in Texas - JobisJob United States Mobile

91 Compliance Advisor Jobs in Texas

Wealth Management Advisor Claire Myers Consulting - Frisco, TX, United States and Regulatory Adherence: Ensure all client interactions and investment recommendations comply with regulatory requirements and internal compliance policies. Collaboration: Work closely with other team members 4 days ago
Financial Advisor Trainee Cresta Advisors - Laredo, TX, United States financial needs, and develop personalized financial plans. Market Research: Conduct research on general investment insights, market trends, and economic conditions to support senior advisors in making 4 days ago
Trade Monitoring and Compliance Advisor texas Update the compliance program policies, procedures on an ongoing basis to account for changes in regulation and new business; Optimize... Competitive 12 days ago
Vice President of Accounting and Finance Z&A Recruiting - San Antonio, TX, United States all aspects of tax compliance, including the preparation of tax returns and coordination with tax advisors. Risk Management: Identify and assess financial risks facing the organization. Develop and implement 4 days ago
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Affiliate Growth Consultant - Wealth Management (Preferred: FINRA Series 65) Avantax Planning Partners - Dallas, TX, United States client development sessions, leader-to-leader calls, emails, and ongoing, frequent communication. Educate firms and advisors on new technology, system enhancements, webinars or training opportunities 6 days ago
Manager - KYC Compliance Advisor Capital One - Plano, United States Center 2 (19050), United States of America, McLean, Virginia Manager - KYC Compliance Advisor Job Description: The Know Your Customer (KYC) Compliance Manager, performs a key risk management role Competitive 15 days ago
Wealth Management Advisor Equitable Advisors - Dallas, TX, United States powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive payouts o Our operation and compliance infrastructure support *LPL Financial 7 days ago
Controller Robert Half - Houston, TX, United States , and Legal, to ensure effective communication and coordination during acquisitions and integration processes. Liaise with external auditors, tax advisors, and regulatory bodies to ensure compliance 9 days ago
Relationship Manager AFC Automotive Finance Corporation - Austin, Texas their businesses. Forecast opportunities and challenges based on understanding local area and customer operations. Lead prospecting, growth, and portfolio development efforts. Act as a trusted advisor through 3 days ago
Compliance Consultant I - Compliance Services Team (Required: FINRA Series 7, 24, 63) Avantax - Dallas, TX, United States Position Summary Avantax is seeking a Compliance Consultant I (Compliance Services Team) who will be responsible for performing a key role in the oversight of Financial Advisors and employees 11 days ago

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