44 Compliance Advisor Jobs in Irving, TX
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Senior Compliance Analyst Resolute Investment Managers - Irving, TX 75039, USA is responsible for implementing procedures and controls for American Beacon Advisors, Inc., and their affiliates to ensure compliance with applicable regulatory requirements of the U.S. Securities and Exchange 24 days ago
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Analyst / Sr. Analyst, Compliance (Broker Dealer) Resolute Investment Managers - Irving, TX 75039, USA per week) and Remote. Job Description: The Analyst / Sr. Analyst, Compliance is responsible for implementing procedures and controls for Resolute Investment Distributors, Inc. and American Beacon Advisors More than 30 days ago
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Senior Wealth Advisor, Irving, TX Savvy Wealth - Irving, TX, United States software that streamlines CRM, operations, compliance, client service, marketing, and lead generation, allowing advisors to scale efficiently while delivering a superior client experience. As a Senior Wealth More than 30 days ago
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Senior Wealth Manager, Irving, TX Savvy Wealth - Irving, TX, United States software that streamlines CRM, operations, compliance, client service, marketing, and lead generation, allowing advisors to scale efficiently while delivering a superior client experience. As a Senior Wealth More than 30 days ago
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Manager - KYC Compliance Advisor Capital One - Plano, United States Center 2 (19050), United States of America, McLean, VirginiaManager - KYC Compliance Advisor Job Description: The Know Your Customer (KYC) Compliance Manager, performs a key risk management role 3 days ago
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Partnership Tax, Senior Analyst (100% Remote) Ascension Search Partners - Dallas, TX, United States . Responsibilities Assist in the tax return compliance process by coordinating with external advisors to ensure timely filing of income tax returns and tax payments in all jurisdictions. Review multistate partnership 5 days ago
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Corporate Controller Trinity Industries, Inc. - Dallas, TX, United States of the Company’s accounting, consolidation and financial reporting processes and ensures compliance with the Company’s controls, policies and procedures. The Corporate Controller also serves as a key advisor 9 days ago
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Senior Manager – CFO Services, Family Office Accounting IQ-EQ - Dallas, Texas , and strategic progress. Ensure transparency and clarity in financial reporting to assist stakeholders in making informed decisions. Tax Planning and Compliance: Coordinate with tax advisors to ensure compliance 4 days ago
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Trade Compliance Manager, Americas KONE - Allen, TX, United States and government agencies. Liaise with internal parties, such as procurement, logistics, tax, finance, compliance and local business units, and external parties such as trade counsel and third-party advisors 4 days ago
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Affiliate Growth Consultant - Wealth Management (Preferred: FINRA Series 65) Avantax Planning Partners - Dallas, TX, United States client development sessions, leader-to-leader calls, emails, and ongoing, frequent communication. Educate firms and advisors on new technology, system enhancements, webinars or training opportunities 19 days ago
Top locations
- Dallas, TX (24)
- Plano, TX (14)
- Fort Worth, TX (8)
- Frisco, TX (6)
- Allen, TX (3)
- McKinney, TX (3)
- Addison, TX (2)
- Garland, TX (2)
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