195 Compliance Financial Services Jobs in Stamford, CT
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Trust/Investment Operations Manager JCW - Stamford, CT, United States a leading financial institution known for its commitment to providing top-notch financial services and solutions. Job Summary: The Trust Operations Manager will be responsible for the efficient setup 10 days ago
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Director of Treasury Investment Management Firm - Stamford, CT, United States controls, etc. Manage letters of credit, opening of escrow accounts, and documentation for KYC compliance Requirements: 8+ years of treasury management from an investment firm, bank or financial services 25 days ago
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Audit Manager - Accounting / Finance / Reporting Bank of America Merrill Lynch - Stamford, Connecticut, USA or similar Specific subject matter expertise in audit and the financial services industry. Strong critical thinking, communication and project management skills with attention to detail Ability to learn 25 days ago
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Senior Manager, Enterprise Services Business Risk (ES Risk) Capital One - Salisbury, United States At least 5 years of experience in Banking or in the financial services industry At least 5 years of experience in risk, or compliance, or audit At least 3 years of experience working with internal business 7 days ago
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Director of Treasury - 100% Remote Crackle - Cos Cob, CT, United States and compliance Maintain and enhance internal controls, policies and procedures for treasury activities ensuring compliance for all cash, FX, debt transaction, and related financial reporting ERP system management 10 days ago
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Human Resources Payroll Administrator Atlantic Group - New York, NY, United States Degree in related field. 5-15 years of HR admin experience within Financial Services and/or entrepreneurial high growth firms. Payroll & Benefits experience a must. Advanced proficiency in Microsoft Excel 8 days ago
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Tax Accountant Creative Financial Staffing - Stamford, CT About the role: CFS is partnering with a local Financial Services organization. They are seeking a Tax Accountant; they will serve as a core member of the Company's Tax department. The Tax Department $75,000 - $110,000/Year 8 days ago
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EA to Global Equities Team, Hedge Fund - $160k + 30% bonus The British Connection Staffing - New York, NY, United States have 10 years of EA experience in NYC, in Financial Services, Investment Banking, Private Equity or Hedge Funds Prior experience working for C-Suite/high-level team High energy but composed, with a good 10 days ago
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Actuarial Advisor - Healthcare Ascendo Resources - New York, NY, United States team environment. Client Consulting: Provide expert actuarial consulting services to clients, addressing their specific healthcare-related financial and risk management needs. Collaborate with clients 17 days ago
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Marketing Compliance Analyst ApTask - , NY, United States Salary: $80,000/annually Basic Qualifications knowledge of financial services industry as well as relevant investment banking marketing compliance or regulatory experience Degree or equivalent 15 days ago
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