Latest Compliance Financial Services jobs in New York, NY

185 Compliance Financial Services Jobs in New York, NY

Trade Surveillance Compliance Analyst - Financial Services East End Resources - New York, NY, United States The candidate must have at least a Bachelor’s degree or equivalent, impeccable professional background, and at least 4 years of relevant... 5 days ago
Senior Cybersecurity Account Manager - Financial Services Fruition IT - New York, NY, United States Account Manager in the New York Metropolitan area, responsible for Financial Services customers. Applicants must be currently living in the New York Metro area, with easy commutable access in NYC 2 days ago
Manager - KYC Compliance Advisor Capital One - New York, United States years of experience in risk, or at least 6 years of experience in operations. Preferred Qualifications: Master’s Degree At least 8 years of experience in financial services, or AML/KYC functions 2 days ago
Compliance Officer - Renewables PE Spencer Ogden - New York, NY, United States , or related field. Advanced degree or certification in Compliance or relevant field is preferred. Proven experience (X years) working in compliance roles within the financial services industry, preferably 12 days ago
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Senior Recruitment Consultant FIFTEEN WEST - New York, NY, United States further locations in 2021. They work across Professional Services, Financial Services and Commerce & Industry and placing candidates within Legal, Compliance, Risk Management, Tax, Consulting, Technology, Finance, HR 5 days ago
Financial Services Risk and Compliance Consulting Director NTT DATA - New York City, New York , and forward-thinking organization, apply now. We are currently seeking a Financial Services Risk and Compliance Consulting Director to join our team in Charlotte, NC, or NYC, United States (US). Do you find 3 days ago
Senior Consultant – Wealth Management Infosys Consulting - , NY, United States , investment ideas, service alerts and assessment of client attrition risk Virtual Assistant - Cognitive Assistant Pilot (CAP) to guide Financial Advisors and Customer Support Associates in Salesforce. Single 2 days ago
Commercial Loan Specialist Social Capital Resources - New York, NY, United States loan and credit facilities Interact with internal departments, e.g. Credit Administration, Deposit, and Compliance, to provide efficient customer service and to facilitate loan closings Review loan 2 days ago
Control Manager - Credit Markets - Associate JPMorgan Chase Bank, N.A. - New York, NY in business regulatory exams Required Qualifications, Skills and Capabilities: * Bachelor's degree or equivalent experience required * 3+ years of experience in financial services industry with background 4 days ago
Third Party Risk Management AVP/VP Bank of China USA - New York, NY, United States management departments when noticed Job Requirements A Bachelor’s degree is required, and an advanced degree is preferred Minimum 5 years of work experience in financial service industry is required Minimum 5 4 days ago

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