Latest Senior Compliance Officer jobs in Santa Ana, CA

11 Senior Compliance Officer Jobs in Santa Ana, CA

In House Counsel Jobs New York | JDHuntr 55757 Compliance Officer (Hybrid), Santa Ana, CA In House Jobs | JDHuntr - Santa Ana, CA , etc.) to direct compliance issues to appropriate existing channels for investigation and resolution. Consults with Senior Compliance Officer and Compliance Director as needed to resolve difficult More than 30 days ago
Director of Trade Compliance Leonid Group Ltd - Irvine, CA, United States , and enforcing policies and procedures to ensure adherence to national and international trade laws. Additionally, the position serves as the Export Control Officer and manages various compliance roles 17 days ago
Senior Compliance Officer Allspring Global Investments - Charlotte, NC / Los Angeles, CA / San Francisco, CA / 2 more... . model delivery, discretionary trading, etc.). Reporting into the Chief Compliance Officer of Allspring Funds Management, LLC, the Senior Compliance Analyst will primarily support the Compliance program 4 days ago
In House Counsel Jobs | JDHuntr 44684 Senior Compliance Officer, Newport Beach, CA In House Jobs | JDHuntr - Newport Beach, CA In House Counsel Jobs | JDHuntr 44684 Senior Compliance Officer, Newport Beach, CA To apply go to JDHuntr.com Serve as central point of oversight and contact for companys Control Group, working More than 30 days ago
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In House Counsel Jobs California | JDHuntr 49245 Senior Compliance Officer, Newport Beach, CA In House Jobs | JDHuntr - Newport Beach, CA In House Counsel Jobs California | JDHuntr 49245 Senior Compliance Officer, Newport Beach, CA To apply go to JDHuntr.com Support the development and implementation of the investment adviser More than 30 days ago
National Risk Officer Morgan Stanley - Los Angeles, United States of supervisory, compliance and risk functions. In conjunction with the Senior Risk Officer (SRO) and the Associate/Regional Risk Officer (ARRO/RRO), the National Risk Officer has accountability for maintaining between 100000 and 180000 per year 15 days ago
In House Counsel Jobs New York | JDHuntr 49255 Compliance Officer, Newport Beach, CA In House Jobs | JDHuntr - Newport Beach, CA In House Counsel Jobs New York | JDHuntr 49255 Compliance Officer, Newport Beach, CA To apply go to JDHuntr.com Managing trading restrictions and related activities; Identifying, escalating More than 30 days ago
Deputy Chief Compliance Officer City National Bank - Los Angeles, California and and operations leaders, as well as coordinating with financial and compliance officers, the General Counsel, the Chief Financial Officer, and the Senior Vice President/Chief Internal Auditor. What you will doHire 25 days ago
In House Counsel Jobs New York | JDHuntr 54912 Senior Counsel Privacy & Data Protection Officer (Remote Anywhere USA) In House Jobs | JDHuntr - Los Angeles, CA In House Counsel Jobs New York | JDHuntr 54912 Senior Counsel Privacy & Data Protection Officer (Remote Anywhere USA) To apply go to JDHuntr.com *To act as our Data Protection Officer and ensure More than 30 days ago
Senior BSA Analyst (Los Angeles, California) ACG Resources - Los Angeles, CA, US and experience. Officer – Senior BSA Analyst Requirements: Possess B.A. in finance, accounting, business administration, or related field Minimum of 5 years of experience in a Compliance role within the financial $62000 - $79000 More than 30 days ago

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