11 Investment Compliance Jobs in San Diego, CA
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Accounting Manager (Mostly Remote) Robert Half - San Diego, CA, United States Perform weekly/monthly cash projections for rolling 15 months, including cash payments for investment hires, M&A and share repurchases. Prepare lender compliance calculations, certifications and related 8 days ago
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Financial Planner AlphaCore Wealth Advisory - San Diego, CA, United States and communication. Embrace and uphold AlphaCore's seven core values in all interactions and decision-making. Maintain a deep understanding of investment and wealth advisory products and services. Effectively 10 days ago
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Attorney - Investment Funds DLM Professional - San Diego, California operations. - Handle regulatory and compliance issues relating to investment funds. - Represent fund sponsors around the globe across a broad spectrum of asset classes. - Collaborate with partners and clients 10 days ago
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Chief Compliance Officer Realta Wealth - San Diego, CA, United States . Will have experience with industry-leading clearing providers, including Pershing. Experience with private markets solutions/alternative investments a plus. Spotless compliance history. Characteristics: Have operated 11 days ago
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Financial Advisors Manhattan West - San Diego, CA, United States be in compliance with both company policies and regulatory obligations imposed as a registered investment advisor Skills : This role requires a highly motivated, driven and entrepreneurial personality Proven ability 16 days ago
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Deputy Treasurer Port of San Diego, CA escrow accounts as required. 15. Manages financial risk as it relates to treasury operations. 16. Ensures compliance with investment and financing activities with policy and regulatory requirements. OTHER $132,680.00 - $197,481.00 Annually 19 days ago
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Chief Financial Officer Adjoin - San Diego, CA, United States skills and have practical experience and expertise in financial and accounting policies, practices, and systems. A successful candidate has a demonstrated track record in meeting compliance and best 17 days ago
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VP, Investment Advisory Platform Realta Wealth - San Diego, CA, United States and investment solutions and work closely with other departments including Finance, Technology, Operations, and Compliance, as well as external vendors and investment managers. Play an integral role in the day 21 days ago
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Asset & Wealth Management Tax - Sr. Manager PwC - San Diego, CA, US or Member of the Bar Preferred Qualifications : Preferred Knowledge/Skills : Demonstrates intimate knowledge of compliance and consulting for investment partnerships including hedge funds, mutual funds More than 30 days ago
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Senior Accountant Logan Heights Community Development Corporation - San Diego, CA 92102, USA regarding capital investments, pricing, contract negotiations, significant costs, benchmarks, and other matters with management and the Chief Financial Officer. Compliance and Reporting (5%) Comply $70000 per year More than 30 days ago
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