Latest Global Compliance Services jobs in Rockville Centre, NY

16 Global Compliance Services Jobs in Rockville Centre, NY

Senior Consultant FIFTEEN WEST - New York, NY, United States boutique global search firm with offices in London, Frankfurt, and NYC. Sector Expertise: Specializing in Tax, Risk, Compliance & Legal, our client serves clients across Financial Services, Professional 8 days ago
Director- Equity Capital Markets Compliance Advisor BNP Paribas - New York, NY, United States reports into the U.S. Head of Global Equities Compliance. The Compliance Officer covering the ECM businesses will be part of a larger team responsible for compliance coverage and challenge for the firm’s 13 days ago
Regulatory Adherence - Vice President Deutsche Bank - New York, United States and enthusiasm levels and exhibiting team leadership Strong understanding of the various financial services laws, rules, regulations of one (or preferably several) of the global financial centers Strong written salary range for this position in New York City is $125,000 to $183,500 Yesterday
Risk and Control Analyst Motion Recruitment - New York, NY, United States : CPA, ACA, CFA, CIA, ACCA, CISA or similar. Experience in financial services. Experience in planning, scoping and/or leading execution of Internal Audit, Compliance or First Line assurance projects. What 11 days ago
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Assistant Director (Forensic Testing) Consult With NN Limited - , NY, United States The Assistant Director (focusing on Forensic Testing) will be working for a well-known global bespoke provider of research and financial services based in New York OR Salt Lake City. PLEASE NOTE 20 days ago
General Counsel Investment Research Morgan Stanley - New York, United States and implementing policy and managing compliance with all relevant aspects of regulatory guidelines including the SRO analyst independence rules, Regulation AC, the global research analyst settlement; reviewing between $110,000.00 and $190,000.00 at the commencement of employment 6 days ago
Regulatory Adherence - Strategic Portfolio Initiatives - Director Deutsche Bank - New York, United States in carrying out large, complex, global initiatives with high energy and enthusiasm levels and exhibiting team leadership Strong understanding of the various financial services laws, rules, regulations salary range for this position in New York City is $177,000 to $266,700 Yesterday
Air Operations Specialist Aquest Staffing - Uniondale, New York as required and closure of customer complaints and disputes by leading and managing the air freight ops team and delivering excellent services. * Oversee compliance with local and global key accounts * Review 55000 - 65000 23 days ago
Head of Prime Services, Senior Vice President State Street Corporation - Jersey City, United States -organizational support functions (e.g., Treasury, Risk, Institutional Services, Segments/Sales, Marketing, Legal, Compliance). Why this role is important to us The team you will be joining is a part of State Competitive 3 days ago
Compliance, Regulatory Remediation - Quality Control, Associate, New York Goldman Sachs - New York, United States interview, presentation, written communication, time management, and analytical skills Integrity, motivation, intellectual curiosity, and enthusiasm Preferred Qualifications: Prior experience in compliance Competitive 8 days ago

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