Latest Global Compliance Services jobs in New York, NY

20 Global Compliance Services Jobs in New York, NY

CUSO Compliance Risk Assessment Officer Crédit Agricole CIB - New York, NY, United States and excel preferred Essential Skills Minimum 7 years overall experience in Compliance or Risk Management in the financial services industry, with 2-3 years preferably in a Compliance Risk Assessment related 19 days ago
Senior consultant, Murex QUANTEAM - North America (RAINBOW PARTNERS Group) - New York, NY, United States in the global marketplace. Key Responsibilities: Assume ownership of issues and escalate as necessary, ensuring resolution within agreed upon Service Level Agreements (SLAs). Maintain full compliance 5 days ago
General Counsel Investment Research Morgan Stanley - New York, United States and implementing policy and managing compliance with all relevant aspects of regulatory guidelines including the SRO analyst independence rules, Regulation AC, the global research analyst settlement; reviewing between $110,000.00 and $190,000.00 at the commencement of employment 11 days ago
IED- Prime Brokerage Business Consultant Morgan Stanley - New York, NY, United States and current regulatory landscape including SEC, NFA and various global regulatory regimes. • Knowledge of fund service provider landscape including Law Firms, Fund Administrators, PEOs, Compliance Consultants 9 days ago
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Director- Equity Capital Markets Compliance Advisor BNP Paribas - New York, NY, United States reports into the U.S. Head of Global Equities Compliance. The Compliance Officer covering the ECM businesses will be part of a larger team responsible for compliance coverage and challenge for the firm’s 19 days ago
Global Shares, Assistant General Counsel, Vice President/ Executive Director JPMorgan Chase Bank, N.A. - New York, NY with Global Share management and other functions such as Compliance as required; * Help to monitor relevant legislation and regulations affecting Global Shares, engaging with Compliance and Risk Management 4 days ago
Internal Audit - Technology Risk & Cybersecurity, Vice President Goldman Sachs - New York, United States - covers the firm's Risk Management, Finance, Corporate Governance, Legal, Compliance and Regulatory Reporting areas as well as Human Capital Management, Services and the Executive Office. - Core Engineering Competitive Yesterday
Asset & Wealth Management - Information Security Manager (ISM)- New York -Associate Goldman Sachs - New York, United States internal technology solutions as well as solutions provided by third-party service providers Contribute to global, regional and local Technology Risk initiatives aimed at improving our baseline Competitive 4 days ago
Energy Transitions Analyst - New York Energy Aspects Ltd - New York, NY research, focusing on US biofuels and related compliance markets. In this capacity you will be instrumental in launching and growing a global biofuels service for a well-respected, established and rapidly 14 days ago
Compliance, Regulatory Remediation - Quality Control, Associate, New York Goldman Sachs - New York, United States interview, presentation, written communication, time management, and analytical skills Integrity, motivation, intellectual curiosity, and enthusiasm Preferred Qualifications: Prior experience in compliance Competitive Yesterday

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