141 Compliance Officer Jobs in Paramus, NJ - page 2
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Senior Trade Compliance Officer Northrop Grumman - New Malden Clearance Location: New Malden or Cheltenham About Your Opportunity: Northrop Grumman UK Ltd (NGUKL) are seeking a highly motivated Senior Trade Compliance Officer to join our Trade Compliance function based Unspecified 7 days ago
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Compliance Officer Cardea Group - New York, NY, United States Compliance Officer (New York, NY): The chance to join a thriving private equity fund in a #2 capacity is here. If you are an ambitious, intelligent, and curious compliance professional seeking 12 days ago
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Compliance Officer / Regulatory Counsel – Regulated Funds (1940 Act) Larson Maddox - Greenwich, CT, United States Compliance Officer / Regulatory Counsel – Regulated Funds (1940 Act) A prestigious Asset Manager focused on income-oriented credit investments is hiring a Compliance Officer / Regulatory Counsel 10 days ago
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Chief Compliance Officer QBE Insurance - New York, United States and engaging with key stakeholders such as risk, internal audit, procurement, HR and legal • Oversee QBE NA's Sanctions program, inclusive of environment scanning, training and screening for sanctioned entities $217,000 - $325,000 5 days ago
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Compliance Officer The Goodkind Group, LLC - New York, NY, United States Conduct general compliance reviews for the Group, including but not limited to: marketing reviews, personal securities transaction... 19 days ago
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Chief Compliance Officer, Broker-Dealer Simmons & Hanbury - , NY, United States Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Primary Accountabilities 17 days ago
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Trade Compliance Officer Hold Brothers - New York, NY Hold Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate/Officer to join the team. He/she will help with the delivery of expert advice to broker dealers 110,000 - 150,000 12 days ago
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Senior AFC & Compliance Officer DWS Group - New York, NY, United States Employer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole new set of pressures – but also a whole lot of opportunity too 21 days ago
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Corporate Counsel/Compliance Officer LHH - , NY, United States Lots of autonomy AND room for growth in this exciting work environment! If you would like to hear more, please submit your resume in... 21 days ago
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Compliance Officer (Hedge Fund) New York, United States This key hire will play a strategic role in running the day-to-day compliance program as the firm continues to build an industry leading... $175k - $350k 6 days ago
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