24 Compliance Officer Jobs in Norwalk, CT - page 2
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Junior Attorney (Compliance) Greenwich, CT, United States opportunity to learn from seasoned attorneys. Any compliance related background is beneficial but not required. This attorney will report to the firm’s Chief Compliance Officer. What You’ll Do • Provide 15 days ago
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Studio Compliance Officer Evolution - Stratford, Connecticut personalities across any ethnicity, gender expression, and religion, Evolution is a global enterprise hiring individuals that will elevate our brand.The Compliance Officer will be responsible for overseeing 14 days ago
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Natural Resources Specialist FAIRFIELD, CT , shellfish and land acquisition programs operated by the Department. This position will report directly to the Conservation Director and assist both the Director and Wetlands Compliance Officer with permitting $70,841.00 - $98,403.00 Annually 3 days ago
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In House Counsel Jobs | JDHuntr 39170 Compliance Officer, Greenwich, CT In House Jobs | JDHuntr - Greenwich, CT In House Counsel Jobs | JDHuntr 39170 Compliance Officer, Greenwich, CT To apply go to JDHuntr.com Developing and managing the firms compliance testing program, including testing procedures 24 days ago
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In House Counsel Jobs | JDHuntr 39166 Compliance Officer, Greenwich, CT In House Jobs | JDHuntr - Greenwich, CT In House Counsel Jobs | JDHuntr 39166 Compliance Officer, Greenwich, CT To apply go to JDHuntr.com Overseeing all compliance aspects of the firms financial advisor platform. Responding to regulatory More than 30 days ago
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Senior Trust Officer Midland States Bank - Tarrytown , New York 10591 , United States parties for an assigned book of business and is expected to build a network of centers of influence. The Senior Trust Officer is responsible for assuring compliance with all Bank policies and procedures 4 days ago
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Chief Financial & Administrative Officer, The Housing Collective TSNE - Bridgeport, Connecticut , control & guardianship processes, including Legal, Compliance, Internal Audit and Risk Management. The CFAO works in partnership with the CEO, Chief Operating & Strategic Officer (COSO), and the rest 21 days ago
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Compliance Analyst Suffolk Credit Union - Medford, NY 11763, USA certification. Associates degree or Bachelors degree preferred. Three (3) to five (5) years of compliance, auditing, or risk management experience in a financial institution is required. Compliance Officer $60 - $75000 per year 8 days ago
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Compliance Testing Officer - Monitoring & Reporting Flagstar Bank - Hicksville, NY The Compliance Monitoring and Reporting Officer assists the Compliance Monitoring and Reporting Team in implementing and maintaining the enterprise second line of defense monitoring program 11 days ago
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Compliance Testing Officer - Private Banking & Wealth Management Flagstar Bank - Hicksville, NY The Compliance Testing Officer is responsible for performing monitoring and testing to ensure that business units are complying with applicable laws, rules, regulations and firm policies 12 days ago
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